TD · 3 days ago
Sr Audit Manager - Financial Crimes - Issue Validation
Mount Laurel, NJ
Full-time
Onsite
Senior Level, Lead/Staff
$119K/yr - $194K/yr
10+ years expTD is one of the world's leading global financial institutions and is the fifth largest bank in North America. The Senior Audit Manager is accountable for providing specialized in-depth audit expertise and is responsible for contributing to the planning, risk assessment, and execution of audits and related processes enterprise and/or division wide.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
May support audits for a particular business, function or project as a subject matter expertise
Highly specialized expert with in-depth knowledge to manage audits for multiple, significant complex businesses, functional areas and/or global business lines
Directs, oversees, plans and executes efficient and effective audits to ensure appropriate coverage for areas of expertise
May leads and execute audits and has an overall responsibility for the completion of the audit
Evaluates internal and external risks for assigned business lines
Communicates recommendations and process improvements to management in area(s) of expertise
Monitors business line projects
May contribute to, and/or review, area(s) of expertise in the final audit report following CAE review and approval
Provides meaningful recommendations to audit procedures and programs
Completes Post Audit Feedback Form for self
Communicates status and escalate issues
Clears review notes following each review
Participates in post-audit critique meeting
Participates in completion of the quarterly Control Dashboard process
Reviews reports from QA team, peer reviews and Regulator feedback and makes necessary enhancements, as required
Contributes to completion of the annual RAP and Annual Audit Plan for assigned area(s)
Key member in Centers of Excellence
Participates in continuous monitoring/call program
May participates on or leads various projects/ division initiatives as needed
Demonstrates TD leadership Core Values
Recognizes team members' contributions
Strong presentation skills when delivering training and presentation at the division level, industry conferences, workshops, etc
Qualification
Required
Undergraduate degree required
10+ years of relevant experience
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
H1B Sponsorship
TD has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2022 (1)
2020 (6)
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
Senior Vice President Technology and Data Risk Management
Recent News
2026-01-03
Maryland Daily Record
2026-01-03
2025-12-29
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