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SMBC Group · 1 week ago

Director, Outside Business Activities and Contributions Lead

Jersey City, NJ

Full-time

Hybrid

Director/Executive

$198K/yr - $240K/yr

15+ years exp

SMBC Group is a top-tier global financial group offering a diverse range of financial services. The Outside Business Activities and Contributions Lead will manage the firm’s outside business activities and political contributions program across the Americas Division, ensuring compliance and collaboration with various departments.

AdviceBankingFinancial Services

H1B Sponsor Likely

Responsibilities

Oversee, lead and manage a team who is responsible for performing due diligence, analysis and recommendation for managing potential employee related conflicts of interests

Assign, monitor, review and lead team members on program workflow

Build strong working relationships with business line supervisors, Compliance, Legal, Human Resources and others across the firm to ensure a collaborative approach to managing the Outside Business Activities and Contributions Program

Manage team’s participation in the Charitable Contribution review process

Oversee team’s ad hoc and quarterly testing related to political contributions for MFPs and Covered Associates

Coach and mentor team members

Manage internal audits and regulatory examinations

Lead refresh process for Policy and Procedures

Other duties as required

Qualification

Compliance experienceConflict of interest managementAnalytical skillsPolicy developmentProject managementJudgmentCultural sensitivityCommunication skillsInterpersonal skills

Required

At least 15 years of institutional broker-dealer compliance experience, with a minimum of 10 years of managing an outside business activities, private investments and political contributions program

Strong knowledge of concepts and procedures for managing employee related conflicts of interest in the financial services industry

Strong analytical skills, including analyzing complex problems and providing effective solutions

Strong judgment, political astuteness and sensitivity to cultural diversity

Developing policies, procedures and implementing projects and programs

Demonstrated track record of managing multiple complex projects simultaneously and reprioritize work as required

Excellent communication and interpersonal skills

Benefits

Competitive portfolio of benefits

Annual discretionary incentive award

Company

SMBC Group

Glassdoor3.5

SMBC Group is a top-tier global financial group.

Founded in 1590

New York, New York, USA

10001+ employees

https://www.smbcgroup.com/americas

H1B Sponsorship

SMBC Group has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

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Trends of Total Sponsorships

2025 (160)

2024 (87)

2023 (73)

2022 (44)

2021 (29)

2020 (26)