Orion Placement · 1 month ago
Independent Wealth Advisor / Financial Advisor - High Payout and Equity Path
Wilmington, North Carolina, United States
Full-time
Hybrid
Mid, Senior Level
$150K/yr - $350K/yr
4+ years expOrion Placement is a boutique, independent Registered Investment Advisor based in coastal North Carolina. They are seeking an Independent Wealth Advisor to lead the launch and growth of a new wealth management offering, manage client relationships, and deliver comprehensive financial planning services.
Staffing & Recruiting
Responsibilities
Lead the launch and growth of a new wealth management offering under an established independent RIA brand
Transition and manage your existing book of client relationships, with full autonomy over planning, advice, and portfolio construction
Deliver holistic wealth management, including financial planning, investment strategy, retirement planning, tax aware portfolio structuring, and estate planning coordination
Collaborate with the firms portfolio manager and research team to align client portfolios with a long term, value oriented investment philosophy where appropriate
Serve as the primary trusted advisor for high net worth and mass affluent households, focusing on long term relationships rather than product sales
Develop new business through referrals, centers of influence, and the firms relationships with affluent families and business owners in the Wilmington area
Meet with clients in person in the Wilmington region and maintain a consistent but flexible in office presence for collaboration with the founder and team
Ensure compliance with RIA regulations and firm policies, working closely with an experienced compliance function
Participate in firm level discussions on strategy and growth, with an eye toward future equity participation and potential succession into an existing book
Qualification
Required
4+ years of experience as a Financial Advisor, Wealth Advisor, Investment Advisor Representative, or similar client facing advisory role
Proven track record managing and retaining client relationships, with at least 35,000,000 in reasonably portable fee based AUM
Strong skills in financial planning, portfolio construction, and investment advice for high net worth or mass affluent clients
Appropriate licenses to act as an Investment Advisor Representative such as Series 65 or equivalent, with the ability to update state registrations upon joining
Client first, ethical approach with a desire to operate in a fee only, independent environment
Comfort working entrepreneurially to build and grow a practice while leveraging firm infrastructure and brand
Willingness to live in or relocate to the Wilmington, North Carolina area and maintain regular in person contact with clients and the firm
Benefits
Dental insurance
Life insurance
Paid time off
Retirement plan
Vision insurance
Company
Orion Placement
As a nimble and technology-driven boutique recruiting firm, we are adept at adapting swiftly for success.
2-10 employees
Funding
Current Stage
Early StageLeadership Team
Justin Sofman
Co-Founder
Jon Missirlian
Founder
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