Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology jobs in United States
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E*TRADE from Morgan Stanley ยท 4 weeks ago

Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology

positionNew York, New York, United States of America
timeFull-time
remoteOnsite
seniorityMid Level
money$108K/yr - $154K/yr
date4+ years exp

E*TRADE from Morgan Stanley is a global leader in financial services, known for its commitment to excellence. The Internal Audit Director will provide audit coverage for application and system infrastructure within the Non-Financial Risk Technology Audit team, focusing on assessing risk and effectiveness of internal controls.

BankingFinanceFinancial Services
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H1B Sponsor Likelynote

Responsibilities

Help identify risk and impact to relevant coverage area to prioritize areas of focus
Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
Assist in managing multiple deliverables in line with team priorities
Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers

Qualification

Audit principlesRisk assessmentsRelevant certificationsData analysisInclusive behaviors

Required

Understanding of business line and key regulations relevant to coverage area
Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
Ability to identify and analyze multiple data sources to inform point of view
Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly
A commitment to practicing inclusive behaviors
At least 4 years' relevant experience would generally be expected to find the skills required for this role

Preferred

Relevant certifications (i.e., CISA, CISSP, CEH, OSCP, etc.) preferred

Benefits

Some of the most attractive and comprehensive employee benefits and perks in the industry

Company

E*TRADE from Morgan Stanley

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E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.
dateFounded in 1982
location
Arlington, Virginia, USA
people-size1001-5000 employees
web-link
https://us.etrade.com/home

H1B Sponsorship

E*TRADE from Morgan Stanley has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2020 (3)

Funding

Current Stage
Public Company
Total Funding
unknown
2020-02-20Acquired
1996-08-16IPO

Leadership Team

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Julia Miller
Executive Director, Creative Services
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