Deutsche Bank · 6 hours ago
Control Oversight - Vice President/Director
New York, NY
Full-time
Hybrid
Lead/Staff
$125K/yr - $280K/yrDeutsche Bank is seeking a Vice President/Director for their Control Oversight role within the Market Conduct Office. This position involves providing governance and oversight for market conduct activities, ensuring a strong controls culture, and mitigating risks related to market conduct within the organization.
BankingFinanceFinancial Services
Responsibilities
Review findings management (identified through self-identified issues, audit, regulators, investigations) for market conduct impact and drive through to completion
Conducting root cause analysis and read across of underlying issues to other businesses and divisions
Review and approve control design prior to implementation of remediation
Review the resolution of market conduct exceptions and alerts
Work closely with the wider Marlet Conduct Office team to identify areas of risk (such as through alerts raised, control gaps, control effectiveness ratings), which will be used to inform the Bank on how to address these emerging risks, including input into assurance testing by 1LoD, 2LoD and 3LoD
Develop a strong risk methodology and culture
Conduct horizon scanning and impact assessment: emerging risks, new regs, laws, industry standards
Provide market conduct business advisory
Identify escalations needed to senior management
Qualification
Required
Comprehensive understanding of financial markets/products
Preferred
Demonstrable experience of working within financial services, with a preferable focus on global markets
Experience of communicating with senior business management in person, within a large forum, and through email
Proven track record of design, delivery and oversight of future state controls
Proven track record of successfully working within diverse, high performing teams and departments both locally and remotely
Benefits
A diverse and inclusive environment that embraces change, innovation, and collaboration
A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
Educational resources, matching gift, and volunteer programs
Company
Deutsche Bank
Deutsche Bank is an investment bank that offers financial products and services to corporate and institutional clients.
Founded in 1870
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$2.07BKey Investors
European Investment BankCapital GroupCerberus Capital Management
2025-06-11Post Ipo Debt· $570.76M
2024-11-14Post Ipo Debt· $1.5B
2020-10-13Post Ipo Equity
Leadership Team
Dilipkumar Khandelwal
Chief Executive Officer, Deutsche India
T
Tom Patrick
CEO, Americas
Recent News
2025-12-31
2025-12-22
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