Morgan Stanley ยท 3 days ago
Internal Audit Director - Non-Financial Risk (BSA/AML Compliance) Technology
New York, NY
Full-time
Onsite
Mid Level
$108K/yr - $154K/yr
4+ years expMorgan Stanley is a global leader in financial services, known for its commitment to innovation and excellence. They are seeking an experienced Director to provide audit coverage for Non-Financial Risk Technology, focusing on assessing the quality and effectiveness of internal controls and risk management processes.
Asset ManagementFinanceFinancial ServicesLending
Responsibilities
Help identify risk and impact to relevant coverage area to prioritize areas of focus
Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
Assist in managing multiple deliverables in line with team priorities
Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers
Qualification
Required
Understanding of business line and key regulations relevant to coverage area
Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
Ability to identify and analyze multiple data sources to inform point of view
Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly
A commitment to practicing inclusive behaviors
At least 4 years' relevant experience would generally be expected to find the skills required for this role
Preferred
Relevant certifications (i.e., CISA, CISSP, CEH, OSCP, etc.) preferred
Benefits
Commission earnings
Incentive compensation
Discretionary bonuses
Other short and long-term incentive packages
Other Morgan Stanley sponsored benefit programs
Company
Morgan Stanley
Morgan Stanley is a financial services company that offers securities, asset management, and credit services.
10001+ employees
H1B Sponsorship
Morgan Stanley has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (222)
2024 (195)
2023 (173)
2022 (153)
2021 (165)
2020 (173)
Funding
Current Stage
Public CompanyTotal Funding
unknown1997-02-05IPO
Leadership Team
James Gorman
Chairman and CEO
Ted Pick
Chief Executive Officer (CEO)
Recent News
Benzinga.com
2026-01-04
Company data provided by crunchbase