Senior Manager, Compliance Advisor jobs in United States
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Fidelity Bank · 3 weeks ago

Senior Manager, Compliance Advisor

positionJersey City, NJ
timeFull-time
remoteHybrid
senioritySenior Level
money$85K/yr - $171K/yr
date5+ years exp

Fidelity Bank is committed to ensuring compliance with global regulations and corporate policies through its Asset Management Compliance team. The Senior Manager, Compliance Advisor will coordinate the sub-adviser oversight program, maintain best practices in compliance oversight, and foster partnerships with key business partners to enhance solutions-based products.

BankingBitcoinCustomer ServiceFinancial ServicesInsuranceWealth Management

Responsibilities

Coordinate the sub-adviser oversight program, including quarterly certifications and board reporting deliverables
Perform sub-adviser oversight on behalf of the CCO, Boards of Trustees, and Fund shareholders
Maintain best in class sub-adviser oversight program through continuous assessment of regulatory changes and process improvement opportunities
Fostering strong partnerships with key business partners to support expansion of solutions-based products and fund offerings

Qualification

Compliance experienceFederal securities lawsAnalytical skillsOrganizational skillsFidelity’s Asset ManagementProcess improvementEffective communicationAttention to detailProblem-solving skills

Required

Bachelor's degree
5-10 years of compliance, risk, and/or regulatory experience in the financial services industry
Knowledge of the federal securities laws, including the Investment Advisers Act of 1940 and the Investment Company Act of 1940
Effective verbal and written communication skills
Strong organizational skills and attention to detail, with a proven ability to succeed in a fast-paced environment
Strong analytical and problem-solving skills
Driven to evaluate opportunities for process improvements through technology and other creative solutions

Preferred

Familiarity with Fidelity's Asset Management business

Benefits

Comprehensive health care coverage and emotional well-being support
Market-leading retirement
Generous paid time off and parental leave
Charitable giving employee match program
Educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career

Company

Fidelity Bank

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Fidelity Bank is a commercial bank providing services financial sercvices.
dateFounded in 1974
location
Atlanta, Georgia, USA
people-size1001-5000 employees
web-link
http://www.LionBank.com

Funding

Current Stage
Late Stage
Total Funding
unknown
2018-12-17Acquired
2014-09-01Private Equity
Company data provided by crunchbase