Senior Manager, Compliance Advisor jobs in United States
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Fidelity Investments · 3 weeks ago

Senior Manager, Compliance Advisor

positionJersey City, NJ
timeFull-time
remoteHybrid
senioritySenior Level
money$85K/yr - $171K/yr
date5+ years exp

Fidelity Investments is committed to driving forward through business partnership and stewardship in Asset Management Compliance. The Senior Manager, Compliance Advisor will coordinate the sub-adviser oversight program and perform oversight on behalf of key stakeholders while maintaining a strong partnership with business partners.

Asset ManagementFinanceFinancial ServicesRetirementWealth Management
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Growth Opportunities

Responsibilities

Coordinate the sub-adviser oversight program, including quarterly certifications and board reporting deliverables
Perform sub-adviser oversight on behalf of the CCO, Boards of Trustees, and Fund shareholders
Maintain best in class sub-adviser oversight program through continuous assessment of regulatory changes and process improvement opportunities
Fostering strong partnerships with key business partners to support expansion of solutions-based products and fund offerings

Qualification

Compliance experienceFederal securities lawsAnalytical skillsOrganizational skillsFidelity’s Asset ManagementProcess improvementVerbal communicationWritten communicationProblem-solving skillsAttention to detail

Required

Bachelor's degree
5-10 years of compliance, risk, and/or regulatory experience in the financial services industry
Knowledge of the federal securities laws, including the Investment Advisers Act of 1940 and the Investment Company Act of 1940
Effective verbal and written communication skills
Familiarity with Fidelity's Asset Management business
Strong organizational skills and attention to detail, with a proven ability to succeed in a fast-paced environment
Strong analytical and problem-solving skills
Driven to evaluate opportunities for process improvements through technology and other creative solutions

Benefits

Comprehensive health care coverage and emotional well-being support
Market-leading retirement
Generous paid time off and parental leave
Charitable giving employee match program
Educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career

Company

Fidelity Investments

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Fidelity’s mission is to strengthen the financial well-being of our customers and deliver better outcomes for the clients and businesses we serve.
dateFounded in 1946
location
Boston, Massachusetts, USA
people-size10001+ employees
web-link
https://www.fidelity.com

Funding

Current Stage
Late Stage
Total Funding
$152.82M
Key Investors
Apple
2020-12-28Secondary Market· $2.5M
2018-01-14Secondary Market· $1M
2017-05-03Secondary Market· $12.5M

Leadership Team

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Abigail Johnson
Chairman & CEO
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Jeanmarie Ward
Senior Vice President of Architecture
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Company data provided by crunchbase