Larson Maddox ยท 5 days ago
Associate General Counsel, Registered Funds - Elite Asset Manager
New York, NY
Full-time
Onsite
Director/Executive
$250K/yr - $300K/yr
6+ years expLarson Maddox is seeking an experienced Associate General Counsel to join their legal team at the Director level, focusing on registered investment funds under the Investment Company Act of 1940. This role offers an opportunity to provide strategic legal guidance for a diverse suite of products and collaborate closely with senior leadership across the organization.
ConsultingHuman ResourcesRecruitingStaffing AgencyTraining
Hiring Manager
Tristan Nurse
Responsibilities
Advise on all legal aspects of registered funds, including compliance with the Investment Company Act of 1940, Securities Act of 1933, and related SEC regulations
Draft, review, and negotiate fund documentation, including registration statements, prospectuses, shareholder reports, and board materials
Provide counsel on governance matters, board oversight, and fiduciary obligations
Partner with internal stakeholders on product development, regulatory filings, and operational matters
Monitor regulatory developments and assess their impact on existing and new products
Manage relationships with external counsel and service providers to ensure timely and cost-effective delivery of legal services
Qualification
Required
J.D. degree from an accredited law school; admission to the bar in good standing
6+ years of experience in registered funds and '40 Act matters, ideally within an asset management firm or a top-tier law firm
Strong knowledge of U.S. securities laws and regulations applicable to mutual funds, ETFs, and other registered products
Excellent drafting, negotiation, and communication skills
Ability to work independently and collaboratively in a fast-paced environment
Benefits
Performance-based bonus
Comprehensive benefits package, including health, retirement, and wellness programs
Company
Larson Maddox
Larson Maddox is a legal recruitment agency that offers staffing, training, and consulting services.
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Jake Knowlton-Parry
Managing Director - Global Head of Regulatory & Legal
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