Compliance Officer jobs in United States
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Western Alliance Bank · 2 hours ago

Compliance Officer

Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation, and they are seeking a Compliance Officer to ensure regulatory compliance within the bank's operations. The role involves conducting compliance monitoring, testing, and advising, while maintaining effective relationships with business partners to uphold the compliance program.

BankingFinanceFinancial Services
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H1B Sponsor Likelynote

Responsibilities

Independently conduct planning, monitoring and testing on regulatory compliance risk activities and controls of first line business units. This includes participating in and hosting meetings, providing supporting material, engaging in dialog that seeks clarity, and documenting outcome results
Preparing testing results for reporting purposes
Identify opportunities for improvement in the design and effectiveness of regulatory adherence, and compliance controls as appropriate for first line business units, issue final reports and communicate results, verbally and in writing, to first line management

Qualification

Regulatory ComplianceRisk ManagementInternal AuditBanking OperationsCommunication SkillsMS Office

Required

1+ years of related experience in Regulatory Compliance, Risk Management, Internal Audit or similar field
High school diploma required
Intermediate knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services
Intermediate knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards and practices
Intermediate understanding of MS Office
Intermediate ability to foster and build relationships to achieve a common goal
Intermediate speaking and writing communication skills

Preferred

Bachelor's degree in related field

Benefits

Competitive salaries
An ownership stake in the company
Medical and dental insurance
Time off
A great 401k matching program
Tuition assistance program
An employee volunteer program
A wellness program

Company

Western Alliance Bank

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Western Alliance Bank is a banking firm that offers commercial and business banking solutions.

H1B Sponsorship

Western Alliance Bank has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (42)
2024 (30)
2023 (49)
2022 (28)
2021 (13)
2020 (10)

Funding

Current Stage
Public Company
Total Funding
$400M
2025-11-19Post Ipo Debt· $400M
2005-06-30IPO

Leadership Team

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Tim Boothe
Chief Operating Officer
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Barbara Kennedy
CHRO, EVP
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Company data provided by crunchbase