Northwestern Mutual · 8 hours ago
Mutual Fund Attorney
Milwaukee, WI
Full-time
Hybrid
Mid Level
$123K/yr - $264K/yr
3+ years expNorthwestern Mutual is seeking an experienced Mutual Fund Attorney to join their Investment Products and Advisory Services Team. The role involves supporting the mutual fund complex and advising on regulatory filings and compliance matters, while collaborating with business leaders to enhance client experiences.
AdviceConsultingEmployee BenefitsFinanceFinancial ServicesInsuranceLife InsuranceWealth Management
Responsibilities
Lead and support the preparation of regulatory filings for our mutual funds and registered investment adviser, including registration statements, prospectus supplements, shareholder reports, proxy statements, and more
Develop and present materials for quarterly Board meetings, and record minutes for key committees
Drive sub-adviser due diligence and onboarding, including contract negotiation and Board communications
Analyze and implement SEC rule proposals, advising business partners and serving on strategic project teams
Support committees across brokerage, proxy, derivatives, liquidity risk management, and more
Contribute to the launch of new mutual funds and the evolution of our investment products
Qualification
Required
3–5 years of legal experience in mutual funds, investment advisers, and related regulatory filings—gained at a law firm, in-house, the SEC, or a fund services provider
Proven experience with mutual fund Board governance, launching new funds, and changing sub-advisers
Juris Doctorate and exemplary academic record; Wisconsin law license (or commitment to obtain within one year) is required
Exceptional communication, analytical, and presentation skills
Creative, detail-oriented, and comfortable with ambiguity
High integrity, ethical standards, and a positive, collaborative attitude
Self-motivated, proactive, and able to prioritize multiple tasks effectively
Strong problem-solving skills and practical business judgment
Flexibility and adaptability to meet evolving business needs
Preferred
Expertise in securities/banking law for variable insurance products, broker-dealers, or OCC-regulated banks is a plus
Benefits
Flexible work schedules
Concierge service
Comprehensive benefits
Employee resource groups
Company
Northwestern Mutual
Northwestern Mutual delivers financial security to millions with life, disability income and long-term care insurance, and investments.
5001-10000 employees
Funding
Current Stage
Late StageLeadership Team
Timothy Gerend
Chairman, President and CEO
Phil Odella
COO/CFO
Recent News
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2026-01-22
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