TD Securities · 1 month ago
Audit Manager I Financial Crimes - Issue Validation (Insider Risk)
New York, NY
Full-time
Hybrid
Senior Level
$75K/yr - $125K/yr
5+ years expTD Securities is one of the world's leading global financial institutions, seeking an Audit Manager I for Financial Crimes - Issue Validation. The role involves overseeing audit execution, preparing reports, and leading a team in various audit responsibilities.
BankingFinanceFinancial Services
Responsibilities
Generally leads a team focused on assigned audit and generally assumes the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers completed by staff and drafting audit report
Responsible for time and staffing budgets for upcoming audits
Responsible for planning of audits
Responsible for contact with management regarding audit scope, status, and findings
Works at direction of Audit Manager
May perform testing procedures for more critical areas of audits
Provides on-the-job training for staff
Supervises findings follow up tasks with management and audit staff
Is a subject matter expert in at least one area of discipline
Works independently but receives assistance/coaching from the audit manager
May be Auditor in Charge on an Audit
May participate and/or lead assigned special projects
Provides feedback on staff performance on an audit project basis
Assists in providing feedback on completion of staff evaluations
Updates, revises, and improves existing audit procedures and programs
Adds value through consultative interactions with business line management
Qualification
Required
Undergraduate degree required
5+ years of related Audit experience required
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-01-14
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