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Capital One · 5 months ago

Senior Audit Manager, Enterprise Risk Management (Hybrid)

Charlotte, NC

Full-time

Hybrid

Senior Level

$155K/yr - $177K/yr

7+ years exp

Capital One is seeking an energetic, self-motivated Sr. Audit Manager interested in becoming part of our Risk Management Audit team. The candidate will perform professional internal auditing work on audits of Second Line Risk Management, focusing on areas such as Risk and Control Methodology and Third Party Risk Management.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Plan, perform, and lead large/complex audits or projects of Second Line Risk Management at the enterprise level, as well as other diverse lines of business and specialty areas

Design and perform audit procedures to assess enterprise-wide risk governance frameworks and verify the effectiveness of internal controls, document auditee processes and procedures, review and analyze evidence, and identify potential issues

Provide input into the development of the annual audit plan

Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery

Establish and maintain working relationships with internal teams and external management

Effectively communicate the results of audit projects to management (written reports/oral presentations)

Manage direct reports and project resources during audit engagements, providing feedback on work performed, as appropriate

Qualification

Risk ManagementInternal AuditingData AnalyticsCertified Internal AuditorCertified Public AccountantCoachingLeadershipCommunication

Required

Bachelor's Degree or military experience

At least 7 years of experience in auditing, risk management, or a combination

At least 5 years of experience in leading audits and performing in the role of auditor-in-charge

Preferred

Master's Degree in Accounting, Master's Degree in Finance or Master of Business Administration

Certified Internal Auditor (CIA), or Certified Public Accountant (CPA), or Certified Third Party Risk Professional (CTPRP) certification, or Operational Resilience Certification, or Accredited Payments Risk Professional (APRP)

10+ years of experience in auditing one or a combination of the following areas: risk management, consumer compliance, banking or financial services

5+ years of experience in banking or in financial services

1+ years of experience with data analytics tools in support of internal auditing