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Apple Bank · 3 days ago

AVP, Anti-Financial Crime Special Investigations Team Lead

New York, NY

Full-time

Hybrid

Mid, Senior Level

$110K/yr - $135K/yr

5+ years exp

Apple Bank is a financial institution seeking an Anti-Financial Crime Special Investigations Team Lead for their Financial Intelligence Unit and Fraud Prevention & Investigations Unit. The role involves conducting thorough investigations related to fraud and employee misconduct, preparing comprehensive reports, and providing subject matter expertise on anti-financial crime policies and regulations.

Financial ServicesFinTech

No H1B

Responsibilities

Independently develop and document investigation approach for complex investigations

Conduct end-to-end complex and sensitive investigations involving large-scale fraud, employee misconduct, and high-risk financial crimes; thoroughly document investigative work, including supporting data, research, analysis, and rationale for the recommendation within the case management system in a timely manner and in compliance with regulatory guidelines and AFC procedures

Prepare comprehensive investigation reports based upon thorough forensic analysis and review of applicable internal Apple Bank systems, internal policies, and procedures, as well as public sources, for the Head of AFC and other members of management

May travel to Apple Bank office locations to execute investigative actions, including interviews with key parties and based upon the outcome of investigations, recommend and prepare applicable documentation in support of the filing of Suspicious Activity Reports (SARs)

Identify the root causes of large-scale fraud and internal misconduct and recommend enterprise-level control enhancements to prevent recurrence

Make direct referrals to applicable law enforcement agencies, as directed by AFC leadership

Assist with the development of AFC Board and Management Committee materials, including comprehensive investigation summaries. Provide recommendations for off-boarding customers who pose a heightened risk to the Bank, as directed by the Head of FIU or FPI Manager

Act as a SME on FIU and FPI policies, procedures, and escalation standards

Maintain a high degree of relevant knowledge with respect to AFC laws and regulations. This includes monitoring new and proposed AFC-related legislation, regulatory requirements, key enforcement actions, key trends, and emerging issues

Provide knowledge sharing and training to FIU and FPI staff based on the results of complex investigations and/or emerging trends

Apply an enhanced level of confidentiality during the execution of assigned responsibilities

Display a high level of professional aptitude and standards

Interact with the Bank’s senior leadership team, including applicable business heads, Human Resources, and the Legal division

Participate in process standardization and improvement discussions with the Head of FIU, FPI Manager, Head of AFC/BSA Officer, and process partners

Take part in, or manage, focused projects and AFC intelligence efforts aimed at detecting new or developing typologies

Interact with line of business personnel regarding requests for information (RFIs)

Apply independent judgment in the identification and escalation of AFC risks

Recommend improvements to processes in areas of efficiency, control, and work product

Attend committee meetings as required

Perform ad hoc and project support, as required in support of AFC FIU and FPI subunits

Qualification

Complex investigationsForensic analysisAFC regulationsSAR preparationProfessional certificationResearch skillsWriting skillsVerbal communicationInterpersonal skillsTime managementAttention to detailTeamwork

Required

A bachelor's degree

Minimum 5 years of experience in conducting complex, independent investigations, or the execution of complex audits, with a strong emphasis on AFC regulations and requirements

Advanced forensic analysis skills and the ability to analyze larger data sets to identify matters requiring further investigation

Exceptional writing skills with the ability to summarize key material findings and prepare executive summaries

Knowledge of SAR preparation and filing requirements

The ability to manage competing priorities and focus on productivity and quality to drive positive outcomes

Excellent verbal and interpersonal communication skills

Outstanding research and time management skills with strong focus on attention to detail

The ability to work effectively in a team-fostered, multi-tasking environment

Preferred

A professional certification (i.e. CAMS)

Company

Apple Bank

As the largest state-chartered savings bank in New York, with over $17.5B in assets, Apple Bank offers a full range of retail banking services to individuals and businesses across the five boroughs of New York City, Long Island, Westchester and Rockland counties, and New Jersey.

Founded in 1863

New York, New York, USA

1001-5000 employees