Nasdaq · 2 days ago
Senior Data Analyst - Surveillance
Philadelphia, PA
Full-time
Hybrid
Mid, Senior Level
3+ years expNasdaq is a leading financial services company, and they are seeking a Senior Data Analyst - Surveillance. In this role, you will monitor trading activity, investigate alerts, and support clients with compliance and surveillance obligations to ensure market integrity.
FinanceFinancial ServicesStock ExchangesTrading Platform
Responsibilities
Analyze trading activity and investigate real-time alerts to identify potentially abusive trading behavior and market anomalies
Prepare clear, comprehensive written reports and analyses for management and client review
Partner with clients, legal teams, and internal stakeholders to address market surveillance inquiries and strengthen compliance programs
Support audits, examinations, and regulatory technology projects that drive continuous improvement
Develop and deliver training programs and maintain documentation that ensures effective surveillance practices
Qualification
Required
Bachelor's degree in business, finance, or related field, or equivalent practical experience
3–5 years of experience in market surveillance, compliance, trading operations, or equities markets
Strong understanding of equities markets, trading strategies, and regulatory obligations
Excellent analytical and problem-solving skills with high attention to detail
Clear communicator with experience preparing professional reports and working collaboratively across teams
Preferred
Experience with regulatory technology platforms or surveillance systems
Familiarity with SEC regulations and compliance frameworks
Advanced proficiency in Microsoft Excel and data analytics tools
FINRA Series 7 license preferred
Benefits
401(k) program with 6% employer match
Employee Stock Purchase Program with 15% discount
Student loan repayment program up to $10k
Company paid life and disability plans
Generous paid time off
Comprehensive medical, dental and vision coverage
Health spending account with employer contribution
Paid flex days to support mental wellbeing
Gym membership discounts
Hybrid home/office schedule (for most positions)
Paid parental leave
Fertility benefits
Paid bereavement leave
Company gift matching program
Employee resource groups
Paid volunteer days
Education Assistance Program
Robust job skills training
Professional development opportunities
Company
Nasdaq
Nasdaq is a global provider of trading, clearing, exchange technology, listing, information, and public company services.
1001-5000 employees
H1B Sponsorship
Nasdaq has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (21)
2024 (9)
2023 (7)
2022 (15)
2021 (19)
2020 (13)
Funding
Current Stage
Public CompanyTotal Funding
$9.52BKey Investors
Matzliach Capital
2024-07-29Post Ipo Secondary· $2.72B
2024-03-19Post Ipo Secondary· $1.8B
2023-06-22Post Ipo Debt· $5B
Leadership Team
Adena Friedman
Chair and Chief Executive Officer
Bradley Peterson
EVP & CIO/CTO
Recent News
2026-01-07
2026-01-03
2026-01-03
Company data provided by crunchbase