BNY · 1 month ago
Director, Asset Servicing
240 Greenwich Street, New York, NY, 10286, US
Full-time
Onsite
Senior Level, Lead/Staff, Director/Executive
$150K/yr - $212K/yr
12+ years expBNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. They are seeking a Director of Asset Servicing Audit to manage audit activities, assess risk management and internal controls, and develop relationships with senior management and regulators.
Financial Services
Responsibilities
Manages all audit activities for a large business (or businesses)
Manage a team of audit professionals responsible for assessing the quality and effectiveness of risk management and internal controls
Develops and maintains senior management and regulatory relationships
Responsible for the quality of their group’s work and the implementation of divisional initiatives and goals
Serves as expert resource, leading others in creating and maintaining accurate and clear work documents, completing tasks on time, on budget, and accurately, and quickly learning new businesses, processes, and regulations
Applies diverse experience across businesses, specialties, or countries to bring a multi-faceted view and objective judgment to the role
Knowledge and experience in investment services, issuer services or digital businesses and corresponding regulatory rules
Performs risk-focused fieldwork, in accordance with Internal Audit policies, methodologies, and standards in order to identify meaningful issues, risks and other exposures in the area of the company being audited
Draws on extensive experience and/or specialist skills (e.g. technology, advanced operational knowledge, or experience, etc.) to plan and deliver audits
Applies advanced analytical problem-solving skills and leads others in solving complex issues and identifying innovative solutions
In such cases, contributes technical or specialized skills sets or business knowledge not readily available elsewhere in the department to solve audit issues
Identifies inconsistencies with the control environment, regulatory requirements and best practices and initiates the development of a structure or solution to address the issue(s)
Identifies opportunities for the use of automation and actively takes part in advancing recommendations for software support requests
Identifies opportunities for the use of AI/automation and actively takes part in advancing recommendations for software support requests
Responsible for setting and monitoring achievement of team goals
Qualification
Required
Bachelor's degree or equivalent combination of education and work experience required
Degree in Accounting, Finance, or relevant critical thinking specialty
12-15 years of total work experience, with 5-8 years of management experience preferred
Prior experience in investment services or issuer services audit required
In depth knowledge of audit methodologies
Strong communication, influencing skills and confident in communicating with stakeholders both internal and external both written and verbal with the ability to influence at a senior level
Additional core skill requirements include understanding of the applied and interpretation of analytics results for Audit, critical thinking and problem solving
Prior experience in contributing to the overall effectiveness and value of a department by recommending and assisting in development of innovative approaches and solutions
Excellent planning, co-ordination, organization, and presentation skills
Thrives in a fast-paced environment and adaptable to change
Strong knowledge and use of Excel and other Microsoft software – PowerPoint, Word, Visio, Power BI and Python
Preferred
Certified Internal Auditor (CIA) or other Risk Management certifications preferred
5-8 years of management experience preferred
Benefits
Highly competitive compensation
Benefits
Wellbeing programs
Flexible global resources and tools
Generous paid leaves
Paid volunteer time
Company
BNY
For more than 240 years BNY has partnered alongside clients, using its expertise and platforms to help them operate more efficiently and accelerate growth.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Brian A. Ruane
CEO Government Securities Services & Global Client Management
Chris Kearns
CEO, Depositary Receipts
Recent News
PR Newswire
2024-11-01
Company data provided by crunchbase