Apply on Employer Site

E*TRADE from Morgan Stanley · 1 month ago

Regulatory Reporting Quality Assurance Vice President

New York, New York, United States of America

Full-time

Onsite

Senior Level, Lead/Staff

$120K/yr - $205K/yr

10+ years exp

E*TRADE from Morgan Stanley is seeking a Regulatory Reporting Quality Assurance Vice President to join their Finance Division. The role involves performing independent validations of regulatory reporting data quality and working closely with various stakeholders to ensure compliance and accuracy in reporting processes.

BankingFinanceFinancial Services

Responsibilities

Cultivating relationships across the organization with key constituency groups, such as Regulatory Reporting, Product Controllers, Operations, Treasury, Technology, Credit Risk, and Market Risk

Monitoring, tracking and reporting/presenting project progress to Senior Management

Perform data analysis to identify anomalies or issues in the testing approach

Identify the root cause for control deficiencies and evaluate management action plans to address deficiencies

Document internal activities, identified issues, and conclusions to assist the

Qualification

Regulatory reportingFinancial services experienceData analysisAudit experienceAnalytical skillsDocumentation skillsCommunication skillsAttention to detailTeam collaboration

Required

A bachelor's degree in an accounting, finance or business discipline, supported by 10+ years work experience, preferably in financial services or in a public accounting firm

Experience working in the financial services industry, with an understanding of CCAR, Basel, Liquidity and/or other regulatory reporting (e.g., prior experience in a line role or supporting a finance or reporting function)

Ability to organize and present data in a meaningful way, including analysis and summaries detailing information from various sources

Strong documentation skills including the audit scope, test papers and issues that may arise

Preferred

Prior audit (external, internal and/or SOX) experience

Experienced with testing and assessing remediation plans

Robust analytical and problem-solving skills; exhibit professional skepticism and curiosity

Strong communication skills including presentation and written skills, including the ability to liaise with and influence senior subject matter experts

Possesses keen attention to detail and able to manage time efficiently

Seeking a candidate who is positive, proactive, engaged and open to new ways of doing things

Ability to work within a team and to collaborate with peers and leadership to create effective solutions to validation issues