BNY · 4 months ago
Senior Vice President, Regulatory Oversight Management
500 Ross Street, Pittsburgh, PA, 15262, US
Full-time
Onsite
Mid, Senior Level
7+ years expBNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. The Senior Vice President, Regulatory Oversight Management will support compliance with consumer protection laws and help develop policies to meet compliance requirements, while also guiding and training entry-level employees.
Financial Services
Responsibilities
Support compliance with federal and state Consumer Compliance and Protection laws, regulations, and acts (e.g Reg E, Privacy, GLBA, etc)
Helps business develop, implement, and maintain policies and procedures to meet compliance requirements
Analyzes on-going legislation, regulatory announcements, and industry practices for first line of defense compliance requirements
Validate controls or project plans to ensure compliance with consumer compliance laws, rules and regulations and manage risk
Assists business unit managers in response to reports issued by regulatory agencies, including MRA, MRIA and other Corrective Action Plans, as applicable, and other internal / external audits
Identify, track and maintain Key Risk Indicators/Key Performance Indicators by product
Provide guidance and training to entry-level employees
Liaise with compliance, legal, and internal stakeholders
Qualification
Required
Support compliance with federal and state Consumer Compliance and Protection laws, regulations, and acts (e.g Reg E, Privacy, GLBA, etc)
Helps business develop, implement, and maintain policies and procedures to meet compliance requirements
Analyzes on-going legislation, regulatory announcements, and industry practices for first line of defense compliance requirements
Validate controls or project plans to ensure compliance with consumer compliance laws, rules and regulations and manage risk
Assists business unit managers in response to reports issued by regulatory agencies, including MRA, MRIA and other Corrective Action Plans, as applicable, and other internal / external audits
Identify, track and maintain Key Risk Indicators/Key Performance Indicators by product
Provide guidance and training to entry-level employees
Liaise with compliance, legal, and internal stakeholders
Preferred
7-10 years of total work experience preferred
Financial Services, Audit or Compliance background and/or experience with consumer compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred
Benefits
Highly competitive compensation
Benefits
Wellbeing programs
Flexible global resources and tools
Generous paid leaves
Paid volunteer time
Company
BNY
For more than 240 years BNY has partnered alongside clients, using its expertise and platforms to help them operate more efficiently and accelerate growth.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Brian A. Ruane
CEO Government Securities Services & Global Client Management
Chris Kearns
CEO, Depositary Receipts
Recent News
PR Newswire
2024-11-01
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