Anchorage Digital · 1 month ago
Member of Compliance, Regulatory Relations
United States
Full-time
Remote
Senior Level
7+ years expAnchorage Digital is a leading digital asset platform that enables institutions to participate in crypto through various services. The Member of Compliance, Regulatory Relations will ensure robust compliance across global operations, manage regulatory reporting, and engage with regulators to maintain adherence to evolving regulations in the digital asset space.
BlockchainCryptocurrencyFinancial ServicesFinTechSoftware
Responsibilities
Ensure robust compliance across our global operations
Manage all aspects of regulatory reporting, ensuring accurate and timely submissions across a broad range of regulations
Lead effective exam management, handling regulatory requests and coordinating internal stakeholders
Manage regulatory calendars, deadlines, and drive process improvements
Leverage compliance tools, analyze data, and manage projects to contribute to a proactive compliance framework
Identify and escalate critical issues in advance, ensuring timely resolution and mitigating potential risks
Take ownership of assigned tasks and projects, ensuring accountability for delivering high-quality results
Drive work independently, lead or significantly contribute to medium-to-large projects, and coordinate activities with other team members
Monitor the development of company objectives and industry trends that may affect the company's capacity to succeed
Communicate complex regulatory requirements effectively to diverse audiences
Qualification
Required
Minimum of 7-10 years of progressive experience in a compliance role within the financial services industry, with substantial and demonstrable expertise in managing Regulatory reporting, Regulation W and fiduciary compliance obligations
Extensive and in-depth understanding of Regulation W, Fiduciary obligations and its practical application in a regulated financial institution
Significant experience in establishing and maintaining policies and procedures to ensure compliance with fiduciary duties under OCC and DFS regulations
Demonstrated understanding of US financial regulations, including but not limited to: New York Codes, Rules and Regulations (NYCRR) Part 200 (Virtual Currency Businesses), Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations, Office of the Comptroller of the Currency (OCC) regulations and guidance relevant to digital assets, Regulation W (12 CFR Part 223), Fiduciary obligations under OCC and DFS regulations (e.g., 12 CFR Part 9)
Familiarity with compliance frameworks and best practices, particularly in the context of Reg W and fiduciary responsibilities
Proficient in using compliance software and tools to support regulatory reporting and exam management activities
Exceptional analytical, problem-solving, and risk assessment skills, with a strong focus on identifying and mitigating risks related to affiliated transactions and fiduciary duties
Excellent written and verbal communication skills, with the ability to articulate complex regulatory requirements, particularly those related to Regulatory report submissions, Reg W and fiduciary standards
Strong attention to detail, organizational skills, and a commitment to accuracy in all compliance-related activities
Ability to work independently and collaboratively within a fast-paced environment, managing complex regulatory requirements and deadlines effectively
Capable of successfully navigating roadblocks and obstacles, escalating when necessary, and proactively identifying solutions
Takes ownership of assigned tasks and projects, ensuring accountability for delivering high-quality results, while effectively managing stakeholder expectations and regulatory deadlines
Preferred
Experience with data analysis and interpretation
Technical proficiency in areas like cybersecurity and digital asset custody
Project management skills
A basic legal background in financial services and data privacy
Direct experience managing Reg reporting, Reg W and Fiduciary compliance within a banking or trust company regulated by the OCC or a virtual currency business regulated by the DFS
Expertise in change management methodologies within a regulatory environment, specifically in identifying, assessing, and mapping risks and controls against evolving regulations
Company
Anchorage Digital
Anchorage Digital is a regulated crypto platform that provides institutions with integrated financial services and infrastructure solutions.
501-1000 employees
Funding
Current Stage
Late StageTotal Funding
$487MKey Investors
Kohlberg Kravis RobertsGICBlockchain Capital
2021-12-15Series D· $350M
2021-02-25Series C· $80M
2019-07-10Series B· $40M
Leadership Team
Nathan McCauley
Co-Founder and CEO
Diogo Mónica
Co-Founder and Executive Chairman
Recent News
Company data provided by crunchbase