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Dexian · 3 weeks ago

AML Analyst- Temp Contract

New York, NY

Full-time, Contract

Onsite

Entry, Mid Level

2+ years exp

Dexian is a leading technology and professional staffing company with a global presence. The AML Analyst is responsible for monitoring suspicious activities and transactions, conducting research, and maintaining documentation to ensure compliance with regulatory obligations.

ConsultingHuman ResourcesInformation TechnologyProfessional ServicesStaffing Agency

Responsibilities

Review and analyze system-generated AML alerts from the Firm's transaction monitoring system, investigate account transactions for potentially suspicious activity (e.g., penny stock trading, layered money movements), and identify and escalate transactions or customers that may pose a risk to the Firm

Draft Suspicious Activity Reports (SARs) in accordance with FinCEN guidelines and collaborate with management throughout the review and approval process prior to submission

Maintain detailed documentation of investigations to ensure compliance with regulatory obligations

Collect and examine supporting documents to assist in identifying unusual transaction patterns

Independently conduct research, gather data and record evidence from the Firm's internal systems, the internet and commercial databases

Assist with other tasks (e.g., watchlist screening, OFAC/Sanction transaction alerts, PEP, NN alerts) as needed

Qualification

AML monitoring softwareBank Secrecy Act (BSA)USA PATRIOT ActFinCEN/SAR requirementsSecurities backgroundResearch skillsAnalytical skillsMultitaskingActimize EssentialsWriting skillsDecision making skillsCommunication skillsOrganizational skillsTime management skills

Required

Bachelor's Degree required

2-3 years of experience in reviewing customer transactions for potentially suspicious activity and performing AML related investigations using an automated AML monitoring software

Knowledge of the Bank Secrecy Act (BSA), the USA PATRIOT Act, and FinCEN/SAR requirements

Securities background experience within Private Wealth Management, including brokerage and investment advisory accounts, is required