Broadridge · 2 days ago
Sr Director, Technology Risk (Hybrid)
Newark, NJ
Full-time
Hybrid
Senior Level, Lead/Staff
$160K/yr - $210K/yr
8+ years expBroadridge is a company dedicated to empowering others and is seeking a seasoned Technology Risk Leader to oversee enterprise-wide technology risk management. This role involves managing IT audit, regulatory compliance, infrastructure and application risk oversight, and AI/model risk governance among other responsibilities.
BankingCrowdfundingEnterprise SoftwareFinanceFinancial ServicesInformation TechnologyOutsourcingSoftwareVenture Capital
Hiring Manager
Patricia Priola
Responsibilities
Enterprise Technology Risk Management: Develop and lead the technology risk program, including risk assessments, risk appetite alignment, and remediation tracking
IT Audit Leadership: Manage internal and external IT audits covering applications, infrastructure, access controls, change management, and vendor risk
AI & Model Risk Governance: Establish and maintain model governance frameworks, ensuring model validation, monitoring, explainability, and fairness consistent with emerging regulatory expectations
Regulatory Compliance: Interpret guidelines (FFIEC, NIST, OCC, and other regulators), translate them into actionable controls, and lead exam preparation and response activities
Secure SDLC / DevSecOps: Integrate security controls into development pipelines, conduct threat modeling, and perform secure design reviews throughout the CI/CD lifecycle
Cloud & Distributed Systems Oversight: Define and monitor cloud security posture; lead architecture reviews, identity and access management, encryption, and incident response across multi-cloud and microservices environments
Mainframe & Legacy Systems: Assess and strengthen control environments for mainframe systems, batch processing, and change management
M&A Technology Due Diligence: Conduct due diligence on security, architecture, and operations; lead post-acquisition integration risk mitigation activities
Frameworks & Control Mapping: Maintain alignment of control frameworks with NIST CSF/800-53, FFIEC, CIS, and COBIT standards; produce governance metrics and executive dashboards
Third-Party Risk: Evaluate vendor security controls, SLAs, and remediation progress for cloud and outsourced services
Incident Response & Resilience: Participate in incident management, lessons-learned reviews, and disaster recovery/business continuity testing
Leadership & Collaboration: Mentor team members and partner closely with security, engineering, legal, and compliance teams to embed a culture of secure design
Qualification
Required
8+ years in technology risk, IT audit, information security, or related functions (financial services experience strongly preferred)
Proven knowledge of NIST 2.0, FFIEC guidance, CIS Controls, and COBIT frameworks
Hands-on understanding of AWS, Azure, and GCP architecture, security services, and shared responsibility models
In-depth experience with distributed systems, containers, Kubernetes, and resilient architecture design
Proficiency with secure SDLC and DevSecOps practices (SAST, DAST, dependency scanning, CI/CD)
Exposure to AI/ML risk management, model governance, and related regulatory requirements
Familiarity with mainframe environments (e.g., z/OS) and associated control practices
Experience conducting technical due diligence and integration planning for M&A
Strong IT audit execution and remediation management capabilities
Solid grasp of IAM, encryption, monitoring, vulnerability management, and incident response practices
Exceptional communication and presentation skills with the ability to translate technical risk for executive audiences
Bachelor's degree in Computer Science, Information Systems, Engineering, or related discipline required
Preferred
Advanced degree preferred
Benefits
Bonus Eligible
Paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act
Company
Broadridge
Broadridge is a provider of investor communications and technology solutions for broker dealers, banks, mutual funds and corporate issuers.
10001+ employees
H1B Sponsorship
Broadridge has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (109)
2024 (124)
2023 (83)
2022 (141)
2021 (100)
2020 (73)
Funding
Current Stage
Public CompanyTotal Funding
$3.05B2023-08-17Post Ipo Debt· $1.3B
2021-05-17Post Ipo Debt· $1B
2019-12-10Post Ipo Debt· $750M
Leadership Team
Timothy Gokey
Chief Executive Officer
Tyler Derr
Chief Technology Officer
Recent News
FF News | Fintech Finance
2025-12-03
2025-11-19
Company data provided by crunchbase