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Ameriprise Financial Services, LLC · 3 days ago

Senior Risk Analyst

Minneapolis, MN

Full-time

Onsite

Mid, Senior Level

$76K/yr - $105K/yr

3+ years exp

Ameriprise Financial Services, LLC is a diversified financial services leader with over $1.5 trillion in assets under management. The Senior Risk Analyst role involves providing analysis and support for Risk Management initiatives, particularly focusing on trading business controls and regulatory compliance.

CommercialConstructionProperty ManagementReal EstateResidential

H1B Sponsor Likely

Responsibilities

Manage, prioritize and perform trade reporting, exception report processing and reconciliation for trading business controls in accordance with regulatory and company requirements for all security types (I.E. Fixed income, Equity and Options), Utilizing knowledge of the systems, implement other solutions to resolve data issues

Interpret regulatory and industry changes. Assess impact to staff, processes, policies and technologies. Influence leaders and decision makers to take appropriate action. Effectively communicate to business units and peers' appropriate direction and update policies and procedures

Proactively identify opportunities and recommend solutions to mitigate current and future business risk

Direct and guide initiatives by validating applicable SEC or FINRA rules to business processes and enhancing processes or documentation as necessary

Assist with operational and regulatory audits or inquiries in a timely and accurate manner

Qualification

Risk ManagementData AnalyticsCapital Markets TradingRegulatory ComplianceRelationship ManagementMicrosoft OfficeSecurities RegulationsFINRA Series 7SIE Exam

Required

3-5 years of relevant experience

Bachelor's degree or equivalent (4-years)

Post-secondary education and relevant work experience may be interchanged to meet the combined total years of minimum required qualifications for education and experience

Capital markets trading, securities, finance, accounting or insurance/risk management experience, preferably in a corporate environment

Data analytics skills, including proficiency in Microsoft Office and/or a Risk Management Information System

Preferred

Understanding of the securities trading markets and regulatory trading regulations

FINRA Series 7 exam or Securities Information Essentials (SIE) exam

Strong internal and external relationship management skills

Excellent analytical capabilities and interpersonal skills

Benefits

Vacation time

Sick time

401(k)

Health, dental and life insurances

Company

Ameriprise Financial Services, LLC

Glassdoor3.8

At Ameriprise Financial, we have been helping people feel more confident about their financial future for 130 years.

Founded in 1990

Vancouver, Washington, USA

5001-10000 employees

https://www.kpsinc.net

H1B Sponsorship

Ameriprise Financial Services, LLC has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (105)

2024 (74)

2023 (62)

2022 (105)

2021 (82)

2020 (73)