CBRE · 1 month ago
Vice President, Regulatory Compliance
Chicago, IL
Full-time
Onsite
Director/Executive
$238K/yr - $294K/yr
15+ years expCboe Global Markets is a leading provider of market infrastructure and tradable products. The Vice President, Regulatory Compliance is responsible for overseeing regulatory compliance activities within the Compliance Department, providing strategic direction and managing a global team of compliance associates.
CommercialFinancial ServicesProperty DevelopmentReal Estate
No H1B
Responsibilities
Provide strategic leadership, direct management, and oversight to the compliance function for SEC and CFTC regulated entities
Oversee regulatory compliance for Cboe’s global regulated entities to ensure consistent regulatory standards, aligned compliance frameworks, and cohesive controls across jurisdictions
Lead and manage a team by developing annual team goals, coaching staff, and reviewing performance
Analyze and interpret relevant laws, rules, regulations, and regulatory enforcement actions to identify new and evolving compliance requirements or emerging compliance risks
Advise other departments on compliance with applicable rules, laws, and regulations, providing direction and guidance to ensure compliance
Build strong, collaborative relationships with stakeholders across all business functions
Participate in various committees and company-wide initiatives, providing trusted compliance support and expertise
Prepare written reports for senior management, directors, and regulators, and present at Board of Director and committee meetings, as needed
Oversee and coordinate examination processes, including facilitating responses
Identify opportunities, establish action plans, and drive solutions to continuously improve the compliance program
Collaborate with internal subject matter experts to identify, develop, and validate documentation
Draft and/or revise a broad range of documentation, including exam responses, policies and procedures, and training modules
Qualification
Required
At least 15 years of experience in senior compliance and/or legal roles within the financial services industry, demonstrating a high level of expertise in exchange and self-regulatory organization (SRO) compliance requirements. Preferably, this experience has been acquired through management-level positions with one or more of the following entities: regulators, exchanges, SROs, broker-dealers (BDs), or other highly regulated financial organizations
Extensive subject matter expertise of SEC, CFTC, SRO, BD, FX Global Code, and exchange regulatory rules and requirements
Demonstrated leadership capability to further build compliance infrastructure and develop a team of compliance professionals
Highly motivated, diligent, and organized leader who can quickly evaluate situations and make informed decisions and recommendations
Comfortable presenting to executive leadership and the Board of Directors
Excellent written and verbal communication skills, including the ability to write clearly and concisely for multiple audiences
Ability to use tact and diplomacy to serve as a liaison between Compliance and business lines to ensure collaboration and coordination and the ability to meet tight deadlines
Bachelor's degree required
Preferred
JD from accredited law school preferred
Benefits
Medical Coverage
Prescription Drug Coverage
Additional Medical Benefit
Dental Coverage
Vision Coverage
401K or Pension Company Match
Spending Accounts
Life and AD&D Insurance
Retirement Savings Plan
Employee Stock Purchase Plan (ESPP)
Voluntary & Additional Benefits
Paid Time Off
Company
CBRE
Operating across every dimension of commercial real estate, CBRE sees more so you can do more.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$3.8BKey Investors
Athene Capital
2025-11-05Post Ipo Debt· $750M
2025-04-29Post Ipo Debt· $1.1B
2024-02-20Post Ipo Debt· $500M
Leadership Team
Adam Gallistel
Co-CEO and CIO
Andrew Glanzman
Chief Executive Officer of CBRE’s Real Estate Investments
Recent News
The Real Deal
2026-01-07
Business Standard India
2025-12-05
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