Compliance & Legal Associate, Marketing Review jobs in United States
cer-icon
Apply on Employer Site
company-logo

GCM Grosvenor · 5 days ago

Compliance & Legal Associate, Marketing Review

GCM Grosvenor is a prominent firm in the alternative investment space, seeking a Compliance & Legal Associate to join its Legal department. The role involves reviewing client deliverables and marketing materials to ensure compliance with legal and regulatory requirements while collaborating with various teams within the organization.

Asset ManagementBankingFinancial ServicesProfessional Services
check
Comp. & Benefits

Responsibilities

Work closely with the client services team and provide review of all materials within a tight timeframe
Review and edit client deliverables and other similar materials, including marketing materials, responses to RFPs and RFIs, reports, and correspondence
Interact with legal team attorneys and colleagues throughout GCM Grosvenor to help resolve potential issues
Ensure internal consistency of form, data and content
Ensure compliance with FINRA and SEC rules and regulations
Perform related duties as assigned

Qualification

Legal compliance knowledgeMicrosoft Office proficiencyProject managementEditing skillsAnalytical skillsClient-driven environment experienceInfluenceTeam playerCommunication skillsAttention to detailInitiative

Required

Bachelor's degree with a proven record of academic success
3 years of experience working in a similar or related position
Aptitude and desire to work in a legal role in a client-driven environment within the alternative investment space is required
Interest in gaining knowledge of relevant legal and regulatory rules and regulations—including Advisers Act and FINRA rules relating to promotional materials and client reporting, GIPS, and Investment Company Act
Extensive experience working with Microsoft Office products, including Excel and Word is required
Take-charge, entrepreneurial attitude requiring minimal guidance with the ability to exercise integrity and sound judgment
Excellent project management skills, including the ability to prioritize and manage multiple projects simultaneously, with last minute requests often under tight deadlines
Proven ability to work in a fast-paced environment with a high level of accuracy and attention to detail
Ability to work extended hours to meet deadlines, and, when necessary, having a daily work schedule that begins later in the day and continues into the evening because of the timing of receipt of materials requiring review
Excellent writing, editing and proofreading skills (writing samples and writing test will be required) with the aptitude to write investment-related and technical financial materials
Detail oriented with strong analytical skills
Ability to develop strong working relationships and influence others on important matters
Initiative to ask questions and proactively anticipate the Firm's needs
Strong communication skills and the ability to make a persuasive argument to both individuals and groups
Ability to interact with all levels of an organization
Demonstrated team player; good work ethic
Willingness to take ownership and initiative of a project/objective
Desire to work in dynamic, entrepreneurial organization
Series 7, 24, and 63 licensing or the ability to obtain such licensing within 6 months of being requested to do so

Preferred

Any advanced degrees are a plus

Company

GCM Grosvenor

company-logo
GCM Grosvenor is an investment management firm that specializes in hedge funds, private equity, real estate, and infrastructure investments.

Funding

Current Stage
Public Company
Total Funding
$195M
Key Investors
Cantor Fitzgerald
2023-10-25Post Ipo Equity
2020-11-18IPO
2020-11-17Post Ipo Equity· $195M

Leadership Team

leader-logo
Michael Sacks
CEO
leader-logo
Pamela Bentley
Chief Financial Officer
linkedin
Company data provided by crunchbase