Axos Bank · 1 month ago
AVP, Compliance Officer
San Diego, CA
Full-time
Onsite
Mid, Senior Level
$69K/yr - $82K/yr
5+ years expAxos Bank is a digital-first financial institution that provides a range of financial tools and services. The AVP, Compliance Officer will lead compliance risk assessments and support business units in navigating regulatory changes, ensuring the bank's integrity in a highly regulated environment.
Banking
Responsibilities
Develop, enhance or lead scheduled loan level documentation reviews, kick off meetings, transactional testing, risk assessments on all lending products through focused and random sample basis to increase effectiveness of the compliance program
Lead touchpoint meetings with business unit leaders communicate results, action steps, and regulatory change management as applicable
Perform, identify and develop data driven compliance monitoring, model validation, and reporting to include working with data analytics to develop alerts
Serve as lead oversight on the review and approval of marketing and advertising collateral items (i.e. Bank and third party), disclosures, new products, and general regulatory questions
Provide response and/or guidance to the Business Units
Participate in new product and service initiatives
Evaluate process maps, procedures, policies, and management directives for accuracy and completeness
Proactively identify, analyze, communicate, and execute upon improvements to compliance procedures and programs
Qualification
Required
Bachelor's or Master's degree in Business, Finance, Law, or related field
Minimum 5 years in compliance, risk management, or regulatory affair
Strong understanding of lending operations and underwriting guidelines
Preferred
Experience with OCC, CFPB, and other regulatory bodies preferred
Benefits
Medical, Dental, Vision, and Life Insurance
Paid Sick Leave, 3 weeks’ Vacation, and Holidays (about 11 a year)
HSA or FSA account and other voluntary benefits
401(k) Retirement Saving Plan with Employer Match Program and 529 Savings Plan
Employee Mortgage Loan Program and free access to an Axos Bank Account with Self-Directed Trading
Company
Axos Bank
Axos Bank is an online bank that assists consumers and businesses in managing their finances.
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Raymond Matsumoto
Executive Vice President - Chief Operating Officer
Recent News
2026-01-17
2026-01-05
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