Compliance Director, Cash Management and Payments jobs in United States
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Fidelity Bank ยท 3 weeks ago

Compliance Director, Cash Management and Payments

positionGreenwood Village, CO
timeFull-time
remoteHybrid
senioritySenior Level, Lead/Staff
money$103K/yr - $211K/yr
date10+ years exp

Fidelity Bank is a financial services company seeking a Compliance Director for their Wealth and Brokerage Compliance team. This role involves providing compliance leadership and counsel related to regulatory requirements for payment capabilities and cash management features within Fidelity Brokerage Services.

BankingBitcoinCustomer ServiceFinancial ServicesInsuranceWealth Management
badNo H1Bnote

Responsibilities

Provide compliance leadership and counsel on regulatory and compliance requirements related to the Fidelity Brokerage Services (FBS) broker-dealer
Support a diverse variety of products and service initiatives with a focus on payment capabilities and cash management features
Design and develop compliance solutions and controls and document policies and procedures to mitigate risk to the broker-dealer

Qualification

Payment capabilitiesCash management featuresCompliance in financial servicesRegulatory knowledgeDebit card program developmentCommunicatorRelationship builderStrategic problem solverWriting skills

Required

Prior experience with payment capabilities and cash management features, such as debit cards and credit cards and the related regulations is strictly required
Debit Card experience should include retail (direct to consumer), intermediary advisor managed, and employer sponsored healthcare debit card offerings
Familiar with and developed a payment/debit card program with a focus on policies and procedures
Experience in a distributed model with multiple vendors and corporate legal entities involved in the end-to-end payments process and BIN sponsorship agreements
BA/BS degree required
10+ years of financial services experience
5 years in a compliance, risk, or legal role in financial services with an understanding of multiple regulatory rules and requirements (e.g. FINRA, MSRB, SEC, FRB, banking regulations, and state securities laws, etc.)
Strong ability to work and thrive in a fast-paced matrixed framework
Strong self-starter, collaborator, relationship builder, and strategic problem solver
Sophisticated ability to understand, research and analyze complex financial, legal, operational, and regulatory requirements
Identify, escalate and consult on problems and issues across the business unit and develop strategic solutions to address business needs
Sophisticated presentation skills and an effective communicator; you are skilled at interactions with employees at all levels
Strong writing skills, with an ability to make complex topics understandable
Influence key decision makers through a combination of knowledge, reasoning, and relationships

Preferred

JD, MBA, or advanced business degree a plus

Benefits

Comprehensive health care coverage and emotional well-being support
Market-leading retirement
Generous paid time off and parental leave
Charitable giving employee match program
Educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career

Company

Fidelity Bank

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Fidelity Bank is a commercial bank providing services financial sercvices.
dateFounded in 1974
location
Atlanta, Georgia, USA
people-size1001-5000 employees
web-link
http://www.LionBank.com

Funding

Current Stage
Late Stage
Total Funding
unknown
2018-12-17Acquired
2014-09-01Private Equity
Company data provided by crunchbase