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Atlantic Group · 3 weeks ago

Hedge Fund Compliance Manager (Pathway to CCO)

NYC Metro Area

Full-time

Onsite

Mid, Senior Level

$200K/yr - $250K/yr

Atlantic Group is a middle market private equity buyout firm with $1.6B commitments raised to date, currently seeking an experienced compliance professional to manage its compliance function. This role involves supporting the Chief Compliance Officer and ensuring adherence to regulations and internal policies as the firm expands its fund offerings.

B2BHuman ResourcesStaffing Agency

Growth Opportunities

Responsibilities

Support CCO: Assist the Chief Compliance Officer with day-to-day compliance functions, ensuring adherence to policies, reporting deadlines, and ongoing regulatory updates

Regulatory Monitoring & Reporting: Ensure the firm is in compliance with regulations (e.g., SEC, AML, Privacy Regulations, FINRA) and internal policies

Documentation & Recordkeeping: Maintain up-to-date compliance records, regulatory filings, and necessary documentation (e.g., Form ADV, compliance reports) and maintain ComplySci system

Employee Compliance: Ensure staff compliance on all regulatory matters and company policies, including ethical standards, securities reporting and attestations through ComplySci

Internal Compliance Reviews: Assist with periodic internal compliance audits, risk assessments, and monitoring of investment activities to ensure adherence to fund policies

Employee Onboarding & Offboarding: Oversee the onboarding process for new hires, following compliance procedures and firm requirements. Manage offboarding process. Assist CFO with employee term sheets, employment and separation agreements

Employee Records & Reporting: Maintain up-to-date employee files and records in compliance with company policies and legal requirements

Payroll and Benefits Administration: Coordinate with external PEO service provider to ensure timely and accurate payroll processing and maintenance of employee benefits program, including health insurance, retirement plans, and other perks