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Crypto.com · 2 days ago

Compliance Analyst - FCM (Futures Commission Merchant)

United States

Full-time

Remote

Mid Level

$70K/yr - $100K/yr

3+ years exp

Crypto.com is a leading global cryptocurrency platform, serving over 150 million customers. They are seeking a Compliance Analyst to support the Chief Compliance Officer in ensuring compliance with regulatory obligations and overseeing governance of the Futures Commission Merchant (FCM) office.

Financial Services

Responsibilities

Support the Chief Compliance Officer in overseeing governance and implementation of FCM’s policies and procedures, written supervisory procedures, and related documentation

Support the Chief Compliance Officer in responding to NFA, CFTC, Exchange, internal and other external exams, audits, reports and regulatory requests

Conduct surveillance of potential violations of Exchange rules and CFTC prohibited trading practices by assessing order and trading activity alerts

Assist Operations in the implementation and monitoring of surveillance systems alert rules

Assist with the creation, development, and review of surveillance rules, alerts and procedures

Identify and investigate regulatory issues that arise from FCM customer activity

Support the implementation of AML/KYC, sales solicitations, and marketing material reviews

Support Compliance in new product and business plan implementations, including compliance training

Formulate and implement compliance solutions as well as assess their effectiveness

Qualification

Compliance in financial servicesTrade surveillance systemsProject managementWritten communicationOral communicationMultitaskingPrioritization

Required

Bachelor's degree in Finance, Economics, or Business, or equivalent work experience

3+ years in Compliance in financial services, or equivalent experience

Knowledge of trade surveillance systems is a plus

Excellent written and oral communication skills

Proven ability to manage projects and work independently to bring projects to completion in a fast-paced environment

Demonstrated ability to successfully multitask and prioritize job responsibilities

Benefits

Competitive salary

Attractive annual leave entitlement including: birthday, work anniversary

401(k) plan with employer match

Eligible for company-sponsored group health, dental, vision, and life/disability insurance

Work Flexibility Adoption. Flexi-work hour and hybrid or remote set-up

Aspire career alternatives through us. Our internal mobility program can offer employees a diverse scope.

Company

Crypto.com

Glassdoor3.2

Crypto.com was founded in 2016 and is the preferred crypto trading platform for over 100 million users worldwide, as well as the trusted industry leader in regulatory compliance, security, and privacy.

Founded in 2016

Singapore, SG

1001-5000 employees