BNY · 1 month ago
Senior Associate, Pershing Investigator
300 Colonial Center Parkway, Lake Mary, FL, 32746, US
Full-time
Onsite
Mid, Senior Level
3+ years expBNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. The Senior Associate, Pershing AML Investigator will be responsible for mitigating financial crimes risk through investigations and reporting, while ensuring compliance with relevant regulations.
Financial Services
Responsibilities
Mitigate financial crimes risk through excellence in suspicious activity identification, investigations and reporting through compliance with the Bank Secrecy Act (BSA) and USA Patriot ACT
Conducts moderate to highly complex investigations involving potential money laundering, terrorist financing, fraud, and other financial crimes. Investigations will require in-depth research, analysis of transactional data, well-written narratives, and ability to leverage multiple bank platforms
Draft timely, error-free, high-quality Suspicious Activity Reports (SARs) that follow FinCEN regulations and guidance, and thoroughly document decisions not to file SARs
Demonstrates exceptional attention to detail, ability to work independently, and handle tight deadlines with a robust caseload
Effectively communicate and develop relationships with leaders and collaborate to achieve team objectives
Qualification
Required
Bachelors' degree or the equivalent combination of education and experience is required
3 + years of total work experience for a financial institution in an AML investigation function
Ability to work in a fast-paced environment that requires hands on support and teamwork
Preferred
Experience with Broker-Dealer, Registered Investment Adviser or regulatory agency preferred
Series 7 and 24 license preferred or willingness to obtain
Benefits
Highly competitive compensation
Benefits
Wellbeing programs
Flexible global resources and tools
Generous paid leaves
Paid volunteer time
Company
BNY
We help make money work for the world — managing it, moving it and keeping it safe.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Brian A. Ruane
CEO Government Securities Services & Global Client Management
Chris Kearns
CEO, Depositary Receipts
Recent News
PR Newswire
2024-11-01
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