Atlantic Group · 1 month ago
Deputy Chief Compliance Officer
NYC Metro Area
Full-time
Onsite
Director/Executive
$250K/yr - $275K/yr
10+ years expAtlantic Group is seeking an experienced Hedge Fund Deputy Chief Compliance Officer to join their Compliance team. The role involves overseeing compliance policies, procedures, and testing, while leading compliance training programs and adapting to regulatory changes.
B2BHuman ResourcesStaffing Agency
Responsibilities
Compliance Leadership Dive into the firm’s policies and procedures and make suggestions to enhance the documentation of procedures and testing of reports
Develop and deliver compliance training programs for employees to ensure understanding of compliance policies and procedures
Foster a culture of excellence, teamwork, and continuous improvement
Policy and Procedures Draft, implement, and maintain compliance policies, procedures and manuals to ensure adherence to regulatory requirements and industry standards
Stay up to date with evolving regulations and industry trends, and proactively adapt the compliance program as needed
Regulatory Filings Conduct ongoing monitoring to determine regulatory filing requirements and work to prepare and make such filings. This requires coordination internally with our operations and technology team and often with outside counsel and compliance consultants. Develop processes and tools that result in additional improvements to the existing framework
Marketing The candidate will work closely with our internal business development team and also with outside counsel to create procedures for organizing and updating existing marketing guidelines for various jurisdictions
Qualification
Required
Bachelor's degree required
At least 10 years experience at multi-strategy hedge fund
In-depth knowledge of compliance requirements applicable to SEC registered investment advisers
Significant experience in drafting policies, procedures, and memorandums. The ability to draft independently is critical
Willingness to be very hands-on and pro-actively offer solutions; comfortable with technology and data
Team player and self starter who thrives in a fast-paced environment; ability to be calm under pressure
Outstanding communication skills, both written and verbal
Company
Atlantic Group
Atlantic Group, founded in 2006, is an industry leader in executive and professional search & staffing.
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
John Ricco
Founding Partner
Recent News
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