Shulman Fleming & Partners ยท 3 weeks ago
KYC Functional Analyst
New York City, NY, United States
Full-time
Hybrid
Senior Level, Lead/Staff
$0/yr - $175K/yr
10+ years expShulman Fleming & Partners is a company focused on compliance solutions, and they are seeking a KYC Functional Analyst. This role involves bridging business needs and IT solutions in the compliance field, analyzing requirements, designing technology solutions, and ensuring effective implementation.
Staffing & Recruiting
No H1B
Responsibilities
Functional Analysis: Translate complex global KYC requirements into clear, actionable technical specifications. Lead the analysis and design of global KYC solution, including impact to business processes and reporting. Identify and implement process improvements and data controls to meet regulatory standards
Project Support: Collaborate with cross-functional teams including Compliance, IT, Operations, and external vendors to define project scope and deliverables. Assist in the planning, execution, and delivery of compliance technology projects, ensuring they align with business objectives and regulatory standards. Manage project documentation, timelines, and deliverables using JIRA and Confluence. Support full project lifecycle from requirements gathering through UAT and post-implementation review
System Development and Enhancement: Support the development and enhancement of compliance systems, including KYC and Client On-boarding
Regulatory Compliance: Ensure that all compliance technology solutions meet regulatory requirements and industry standards
Process Optimization: Identify opportunities for process improvements and implement technologies to streamline compliance workflows and reduce manual intervention
Reporting and Documentation: Prepare and present regular reports on compliance technology initiatives, project status, and key outcomes to senior management
Qualification
Required
Bachelor's degree in IT, Computer Science, Business Administration, or related field
10+ years in IT compliance, business analysis, or related roles in financial services
Proficiency in compliance tech solutions, regulatory reporting systems, and case management tools
Required: SQL, Oracle, Snowflake, Power BI, and reporting mockup design tools
In-depth understanding of AML, sanctions screening, restricted data, employee trading monitoring, electronic communication surveillance, and regulatory reporting standards
Strong analytical and problem-solving abilities to translate business needs into technical requirements and resolve complex compliance issues
Excellent interpersonal and communication skills for effective collaboration with stakeholders at all levels
Experience in supporting large-scale IT projects, with a solid understanding of project management methodologies (e.g., Agile)
In-depth knowledge of regulatory requirements and industry standards related to compliance technology
Deep understanding of financial regulations and industry standards (SEC, FINRA, GDPR, etc.)
Preferred
Advanced degree
Company
Shulman Fleming & Partners
SF&P is a recruitment firm specializing as a creative search resource for early stage and growing tech companies.
11-50 employees
Funding
Current Stage
Early StageLeadership Team
Norm Shulman
CEO
Company data provided by crunchbase