BNY · 21 hours ago
Vice President, Compliance & Control
Lake Mary, FL
Full-time
Onsite
Mid, Senior Level
6+ years expBNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. They are seeking a Vice President, Compliance & Control to contribute to compliance improvement projects and assess the effectiveness of controls in the Financial Crimes Compliance AML Surveillance Transaction Monitoring team.
Financial Services
Responsibilities
Contribute to projects and program tasks intended to improve compliance and enhance the control environment
With minimal guidance, contribute to assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY businesses
Offer subject matter expertise in the field of transaction monitoring while continuing to gain experience preparing risk based reviews of existing and emerging regulatory requirements, concerning issues and control gaps
Contribute to the preparation of time sensitive reporting and appropriately escalate issues
Perform quality control reviews and/or conduct transaction based investigations
Work comfortably with large data and inputs while investigating for evidence of suspicious activity
Contribute to the achievement of team objectives
Qualification
Required
Bachelors' degree or the equivalent combination of education and experience is required
6 - 9 years of total work experience preferred, experience in Anti-Money Laundering (AML) Transaction Monitoring desired
Subject matter expertise in financial crimes investigations involving digital assets, correspondent banking, institutional custody, and/or private wealth
Financial Services, Audit, or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations, and rules of relevant regulators preferred
Benefits
Highly competitive compensation
Benefits
Wellbeing programs
Flexible global resources and tools
Paid leaves
Paid volunteer time
Company
BNY
For more than 240 years BNY has partnered alongside clients, using its expertise and platforms to help them operate more efficiently and accelerate growth.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Brian A. Ruane
CEO Government Securities Services & Global Client Management
Chris Kearns
CEO, Depositary Receipts
Recent News
PR Newswire
2024-11-01
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