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BNY · 1 day ago

Vice President, Compliance & Control

Lake Mary, FL

Full-time

Onsite

Mid, Senior Level

5+ years exp

BNY is a financial institution that emphasizes operational excellence and ethical practices. The Vice President, Compliance & Control is responsible for ensuring adherence to regulatory standards and internal policies, developing compliance policies, conducting assessments, and fostering a culture of accountability within the organization.

Financial Services

Responsibilities

Develop and implement compliance policies and procedures by leveraging extensive knowledge of regulatory requirements to ensure organizational adherence

Conduct regular compliance assessments and audits to identify potential risks and areas for improvement, demonstrating expertise in risk management

Collaborate with cross-functional teams to integrate compliance controls into business processes, ensuring alignment with strategic objectives

Provide guidance and training to employees on compliance-related matters, fostering a culture of compliance and ethical conduct

Monitor and interpret regulatory changes, advising senior management on implications and necessary adjustments to policies

Lead investigations into compliance breaches, ensuring thorough analysis and corrective actions are undertaken to mitigate future risks

Qualification

Compliance frameworksRegulatory requirementsRisk managementCompliance policiesAnalytical skillsCommunication skillsInterpersonal skills

Required

Bachelor's degree in Law, Business, Finance, or a related field

Typically 5-10 years of experience

Strong analytical and problem-solving skills to assess and address compliance issues effectively

Excellent communication and interpersonal skills to educate and influence stakeholders across the organization

Proven ability to interpret regulatory changes and implement appropriate compliance strategies

Preferred

Advanced certifications in compliance or risk management (e.g., CRCM, CAMS) are advantageous

Company

BNY

Glassdoor3.6

We help make money work for the world — managing it, moving it and keeping it safe.

Founded in 1784

New York, NY, US

10001+ employees

https://www.bny.com

Funding

Current Stage

Late Stage

Leadership Team

Brian A. Ruane

CEO Government Securities Services & Global Client Management

Chris Kearns

CEO, Depositary Receipts

Recent News

PR Newswire

BNY to Manage U.S. Department of the Treasury's Largest Prepaid Debit Card Program for Federal Benefits - Direct Express®

2024-11-21

PR Newswire

BNY Closes Acquisition of Archer

2024-11-01

PRNewswire

MUFG Bank, Ltd. Launches MUFG CashFolio™ Leveraging BNY's LiquidityDirect® Capabilities

2024-10-28

Company data provided by crunchbase