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LendingClub · 1 day ago

Compliance Testing Manager

San Francisco, CA

Full-time

Hybrid

Mid Level

$82K/yr - $125K/yr

3+ years exp

LendingClub is the leading digital marketplace bank in the U.S., committed to helping members achieve their financial goals. The Compliance Testing Manager will lead independent testing reviews to validate compliance with federal laws and internal policies, while also enhancing data-driven testing capabilities.

Consumer LendingCreditFinanceFinancial ServicesFinTechLendingPeer to PeerPersonal Finance

Hiring Manager

Aubree W.

Responsibilities

Independently design, lead and execute Compliance Testing to assess control design and operating effectiveness over compliance risks

Support development of Compliance Testing’s data analytics and data monitoring tools to effectively test system and data driven processes

Prepare compliance testing reports and workpapers that clearly present the results of testing and identify issues and recommendations

Develop meaningful strong partnerships with the Business. Prepare, deliver, and effectively communicate analysis regarding testing results to senior leadership

Document compliance issues which are recorded, tracked and reported to ensure their appropriate and timely resolution

Collaborate with and inform Compliance Advisory of key risks, trends and outcomes in testing activities

Assist ECO with the assessment and documentation of business processes, risks, and controls

Provide support for other ECO program initiatives and activities as needed, including internal and external audits or regulatory exams and strategic projects

Qualification

Compliance TestingData AnalyticsConsumer Protection LawsSQL QueriesData VisualizationAnalytical SkillsProblem SolvingCommunication SkillsCritical ThinkingSelf-Starter

Required

3+ years of banking or financial services experience, with direct compliance testing and/or internal audit expertise; Bachelor's degree in a related field of study; or equivalent work experience

Practical knowledge of consumer protection laws/regulations, and associated risks, and the internal controls needed to mitigate those risks

Prior experience performing compliance testing for specific areas of bank or financial services regulatory compliance – e.g., ECOA, UDAAP, TILA, TISA, FCRA, EFTA, EFAA, SCRA etc

Strong written and verbal communication skills and the ability to influence decisions and drive change

Self-starter with ability to think independently, take ownership, and drive initiatives to resolution, including supervision of other testers

Solid analytical, problem solving, and critical thinking skills

Ability to handle multiple priorities and rapid changes

Experience performing SQL queries and data warehouse mining; familiarity with Tableau or other data visualization tools is helpful

Benefits

Medical, dental and vision plans for employees and their families

401(k) match

Health and wellness programs

Flexible time off policies for salaried employees

Up to 16 weeks paid parental leave

Company

LendingClub

Glassdoor3.3

Since our founding in 2007, we have transformed the banking industry by bringing a traditional credit product - the installment loan - online and we’ve been on the fast track ever since.

Founded in 2007

San Francisco, California, USA

1001-5000 employees