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First Financial Bank Texas · 2 days ago

AVP Consumer Compliance/BSA/AML Senior Auditor

Abilene, TX

Full-time

Onsite

Mid Level

4+ years exp

First Financial Bank Texas is a growing organization that values the development of its employees. The AVP Consumer Compliance/BSA/AML Senior Auditor is responsible for executing and supporting risk-based audits related to BSA, AML, and regulatory compliance, ensuring the effectiveness of the internal audit program.

BankingCreditFinancial Services

Responsibilities

Plan and execute risk-based internal audits and reviews of BSA/AML, OFAC, and regulatory compliance programs in accordance with the approved audit plan

Evaluate the design and operating effectiveness of internal controls related to BSA/AML, including but not limited to, sanctions, suspicious activity reporting (SAR), customer due diligence (CDD), enhanced due diligence (EDD), transaction monitoring, currency transaction reporting (CTR), 314(a) / 314(b), OFAC etc

Support regulatory compliance audits such as Regulation Z, Regulation E, Servicemembers Civil Relief Act, Fair Lending, etc

Perform audit testing, document workpapers, and ensure audit evidence sufficiently supports audit conclusions in accordance with internal audit standards

Identify control gaps, process weaknesses, and regulatory compliance issues, including risk impact and develop well supported observations and recommendations

Prepare audit reports that communicate audit results, issues, and corrective action in a timely, clear, and concise manner

Evaluate corrective actions provided by management and track audit issues and validate corrective action plans and remediation efforts

Liaise between the bank and external parties, such as co-sourced internal audits, and lead or assist with the gathering of information, scheduling, and planning of these engagements

Work as a member of a project team and cultivate a strong working relationship with the Internal Audit team and line of businesses

Stay current on regulatory changes, emerging risks, and industry best practices related to BSA/AML and compliance

Adhere to professional auditing standards, including the Institute of Internal Auditors (IIA) Standards and Company’s policies

Actively participate in the Customer Service First program, support the values of the organization, and follow established policies and procedures

Perform other duties and special projects as assigned by Internal Audit management

Qualification

BSA/AML auditingRegulatory complianceInternal audit standardsFinancial institution regulationsAudit report preparationMicrosoft Office proficiencyAttention to detailEffective communicationConfidentialityTeam collaboration

Required

Bachelor's degree in business, accounting, finance, or related discipline

Minimum four (4) to five (5) years of experience in an audit-related role pertaining to BSA/AML and regulatory compliance at a regulated financial institution and/or public accounting firm

Knowledge of auditing standards and practices

Knowledge of financial institution regulatory environment and requirements

Related certifications or willingness and plan to obtain (CIA, CRCM, CAMS, or similar)

Working knowledge of BSA/AML regulations, OFAC requirements, and financial institution compliance programs

Proficient in Microsoft Office applications (Excel, Word, PowerPoint, Co-Pilot)

Ability to manage multiple tasks and deliver high-quality deliverables within deadlines

Strong attention to detail and accuracy

Consistently demonstrate clear and concise written and verbal communication

Demonstrated ability to remain unbiased in a diverse working environment

Effective communication skills to clearly convey audit findings

Ability to protect confidential information

Company

First Financial Bank Texas

First Financial Bankshares, Inc. is recognized as one of the nation's most financially secure banking institutions, with assets totaling $14.3 billion.

Founded in 1890

Abilene, Texas, USA

1001-5000 employees