Truist · 3 weeks ago
Senior Controls Monitoring and Testing Consultant
Richmond, VA
Full-time
Onsite
Senior Level, Lead/Staff
8+ years expTruist Bank is seeking a Senior Controls Monitoring and Testing Consultant to provide expertise in technology and security automated testing. The role involves driving implementation of automated testing and compliance monitoring, as well as supporting risk and control assessments to strengthen the enterprise control environment.
BankingFinanceFinancial Services
Responsibilities
Develop and design framework for execution of control monitoring and testing of all risk types within business units to ensure accuracy, consistency, and aggregation
Lead complex or high-risk review initiatives; ensuring effective and appropriate testing, validation, and documentation of review activities for risk programs and controls
Conduct key control assessments on a regular basis (adhering to Enterprise deliverables) to evaluate Business Unit adherence to corporate standards related to internal controls
Incorporate results of quality monitoring activities, 2nd line testing, SOX testing and complaints reporting in control environment assessments and issue identification
Interpret aggregated testing and monitoring results and identify trends and issues related to key controls across business units
Evaluate and test control environment effectiveness related to change management initiatives
Work with and oversee the preparation of regular analysis and reporting of control monitoring and control testing results
Make recommendations and provide practical solutions for the update of Business Unit control, policy, procedure, and risk/control documentation
Collaborate with Business Unit and Risk Management partners as necessary to execute on key operational risk initiatives and assessments for the Division
Serve as the subject matter expert to assigned business unit(s) for operational or regulatory compliance control implementation, risk mitigation and effective design of controls. Set the example for other team members for technical knowledge, quality of testing work, attention to detail and risk recognition
May assign and supervise the activities of the Monitoring and Testing team who participate on the assignment. Serve as a mentor for junior level peers
Qualification
Required
Bachelor's degree, or equivalent education and related training
Eight years of experience in a financial institution with emphasis on risk management, audit, operations, process engineering or line of business specialty and/or equivalent education, training and experience
Solid knowledge of risk management principles and controls, broad-based business practices, and understanding of business process and regulatory requirements
Ability to lead quality assurance and process improvement efforts in a corporate environment
Knowledge of large bank, and securities risk frameworks, including FINRA, SEC, ERISA, Sarbanes-0xley, and other applicable federal and state law
Excellent communication, interpersonal and facilitation skills, as job will require extensive interaction with various business units among multiple disciplines including Senior Leadership across Truist
Strong influencing and presentation skills (written and verbal)
Proven ability to influence and work within teams
Excellent time management and organizational skills with the ability to manage multiple projects simultaneously; ability to operate without close supervision
Demonstrated proficiency in basic computer applications, such as Microsoft Office software products
Preferred
Proven expertise in GRC applications with a strong focus on technology and security processes
Extensive experience supporting ServiceNow technology, including process optimization, operations and integration
Demonstrated thought leadership in designing and implementing automated technology and security testing tools and processes
Strong proficiency in collaboration tools and skilled in training and facilitation techniques to drive adoption and engagement
Solid understanding of the operational capabilities of leading security tools and their integration into enterprise risk
Proven experience with GRC applications working in technology and security processes
Extensive experience with ServiceNow technology support, process, and operations
Thought leadership and experience implementing automated technology and security testing processes
Strong skills in collaboration tools, training and facilitation approaches
Understanding of operational capability of market leading security tools
Benefits
Medical
Dental
Vision
Life insurance
Disability
Accidental death and dismemberment
Tax-preferred savings accounts
401k plan
10 days of vacation
10 sick days
Paid holidays
Defined benefit pension plan
Restricted stock units
Deferred compensation plan
Company
Truist
Truist is the sixth-largest commercial bank in the U.S.
10001+ employees
H1B Sponsorship
Truist has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (313)
2024 (247)
2023 (288)
2022 (275)
2021 (278)
2020 (270)
Funding
Current Stage
Late StageTotal Funding
unknown2021-01-01Seed
Leadership Team
Michael Maguire
Chief Financial Officer
James Cordovana
SVP of Cloud Security Enterprise Architect
Recent News
Maryland Daily Record
2026-01-03
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