Charles Schwab · 2 weeks ago
Sr. Manager, Financial and Regulatory Reporting
Westlake, TX
Full-time
Hybrid
Senior Level
6+ years expCharles Schwab is a leading financial services firm that empowers its employees to make an impact on their careers. The Senior Manager for Financial and Regulatory Reporting will oversee regulatory filings and ensure compliance with financial reporting standards, collaborating closely with various teams and external partners.
Financial Services
Responsibilities
Oversight and authorization of funds filings including SEC Forms N-CSR (shareholder report and holdings and financial statements), N-CSR iXBRL, N-CEN, N-1A support, and 17f-2
Supporting other regulatory filings, including SEC Form N-MFP and N-PORT
Supporting and automating reviews of semiannual and annual shareholder report and holdings and financial statements and quarterly holdings for N-PORT Part F, responsible for ensuring that all regulatory and disclosure requirements are met
Strategic oversight of third-party fund administrators’ preparation of regulatory filings and subsequently assess and communicate performance to management
Coordinating and balancing schedules with internal and external partners for filings and reviews you are leading
Playing a key role in identifying and implementing process improvements and playing a lead in interactions with external and internal partners
Partnering with all functional areas of SAM to provide expertise on regulatory and financial reporting standards as questions arise during reporting cycles
Staying abreast of regulatory changes and implementing those changes on a go forward basis working with organization partners and senior management
Communicating and presenting to senior management in SAM on financial and regulatory standards and process on a frequent basis, including interaction with CFO and CEO as needed
Qualification
Required
Bachelor's degree required (BS in Accounting, Finance or Economics highly preferred)
Minimum 6 years of direct experience administering mutual funds, including financial reporting, fund accounting, and/or operational experience
Knowledge of regulatory filings and financial reporting for mutual funds and ETFs
Demonstrated drive to improve and promote quality, accuracy, and appropriate levels of due diligence
Preferred
Strong organizer, detail-oriented, and ability to meet deadlines
Drive and skillset to identify areas of opportunity and implement effective change and automation
Proactively support business partners and overall company goals through collaboration and effective networking
Proven verbal communication and presentation skills with the ability to interact with all levels in the SAM Fund Administration teams and with other external/internal partners
Benefits
401(k) with company match and Employee stock purchase plan
Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
Paid parental leave and family building benefits
Tuition reimbursement
Health, dental, and vision insurance
Company
Charles Schwab
We have plans for every turn you take.
10001+ employees
H1B Sponsorship
Charles Schwab has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (579)
2024 (468)
2023 (455)
2022 (705)
2021 (483)
2020 (282)
Funding
Current Stage
Late StageLeadership Team
J
Jim McGreevy
Senior Project Manager
Recent News
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2025-09-28
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