Morgan Stanley · 2 days ago
Business Solutions Representative - Associate
Purchase, NY
Full-time
Onsite
New Grad, Entry Level
$80K/yr - $100K/yrMorgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The EFS Business Solutions Representative is responsible for assisting with required regulatory filings on behalf of issuer affiliates, ensuring compliance with established processes and maintaining a high level of knowledge regarding relevant securities regulations.
Asset ManagementFinanceFinancial ServicesLending
Responsibilities
Assisting Executive Relationship Managers with inquiries regarding required due diligence policies and procedures
Maintaining a high level of knowledge regarding Rule 144, Section 16, restricted/control securities, SEC EDGAR requirements, and Morgan Stanley’s legal/compliance affiliate trading policies
Developing a thorough understanding of corporate equity plans and security types/transactions, such as stock option exercises, restricted stock vesting, SARS, and related administration
Identifying process enhancement opportunities and working with various internal business partners
Maintenance of accurate records pertaining to actionable items, their current status, and completed regulatory filings
Strict adherence to established processes to ensure accuracy, compliance, and audit requirements are consistently achieved
Personal familiarization with departmental processes/policies to facilitate independent completion of designated tasks and self-sufficiency
Qualification
Required
Demonstrated effectiveness with both oral and written communication
Strong time management, prioritization, and multi-tasking skills
Proficiency with Microsoft Excel and PowerPoint
Must be a quick learner with ability to work independently and possess an intrinsic sense of accountability/ownership
Exceptional critical thinking and problem-solving skills with strong attention to detail
Aptitude for working with numerical information
Ability to work in a team environment and partner with multiple individuals across various groups
Must be comfortable working with evolving processes, systems, and environments which require ongoing learning and adaptability
Ability to work in a fast-paced environment with periods of high volumes and pressure to meet daily deadlines
Comfortable learning new technology
Preferred
Familiarity with SEC Rule 144 is strongly preferred
Current SIE/Series 7 and 63 licenses are preferred, but not required
A bachelor's degree or equivalent experience in a related field is preferred
An understanding of the workings of the equity compensation business and/or a finance background is a plus
Benefits
Commission earnings
Incentive compensation
Discretionary bonuses
Other short and long-term incentive packages
Other Morgan Stanley sponsored benefit programs
Company
Morgan Stanley
Morgan Stanley is a financial services company that offers securities, asset management, and credit services.
Founded in 1935
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown1997-02-05IPO
Leadership Team
James Gorman
Chairman and CEO
Ted Pick
Chief Executive Officer (CEO)
Recent News
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