Wealth Planner jobs in United States
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LPL Financial · 2 days ago

Wealth Planner

positionNewport Beach, CA
timeFull-time
remoteOnsite
seniorityEntry, Mid Level
money$78K/yr - $130K/yr
date2+ years exp

LPL Financial is among the fastest growing wealth management firms in the U.S., empowering professionals to shape their success while helping clients pursue their financial goals. The Wealth Planner provides administrative, client relationship, and investment support to advisors, ensuring positive outcomes for clients through effective management and strategic planning.

FinanceFinancial Services
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H1B Sponsor Likelynote

Responsibilities

Independently hold routine meetings with established clients when needed
Assist in executing trades for clients as needed to support the Financial Advisor
Assist Financial Advisors in investment research and financial planning
Develop customized asset allocation strategies and investment solutions for clients
Provide support for client relationship building and business development activities
Perform business analytics as needed to support financial advisors in the growth of the business
Analyze and interpret portfolio performance reviews and make recommendations to financial advisors for potential change
Inbound client calls, schedule appointments, and prepare materials for client meetings
Keep client management systems up-to-date with client information
Assist with various documentation requirements for new business
Manage account activities that are operational in nature – new accounts, cash management, transfers, and account maintenance (e.g., periodic distributions, debits)
Conduct proactive outreach to clients and advisors on time sensitive activities (e.g., RMDs)
Assume ownership of inquiries and requests; communicate with internal departments to ensure clients’ expectations for timely service delivery are met
Educate clients on account services, capabilities, and new technology – eSignature, paperless statements, Account View (client portal), etc
Partners with Financial Advisor to strategize on opportunities to meet the needs of clients

Qualification

Series 7Series 66CFP designationCalifornia Life Insurance LicenseFinancial advisory experienceInvestment researchMicrosoft Office proficiencyCustomer service skillsAnalytical skillsAttention to detailInterpersonal skills

Required

Bachelor's degree
2+ years of experience working with Financial Advisors, Branch and Home Office support teams
Series 7 and Series 66 (or 63 & 65)
CFP designation
California Life Insurance License or ability to obtain within 120 days

Preferred

Experience in utilizing investment/planning tools to help deliver guidance on recommendations to clients
Strong customer focus, excellent verbal and written communication skills; able to explain complex information clearly and simply
Proven ability to independently and efficiently manage multiple projects concurrently in a fast-paced environment
Organized with a strong attention to detail and problem-solving abilities
Outstanding interpersonal skills with the ability to build and foster relationships with clients, coworkers, and internal/external partners
Strong analytical skills and ability to research information
Demonstrates drive, initiative, and motivation
Proficiency in Microsoft Word, Excel, and PowerPoint; CRM applications
Able to utilize internal resources, training & self-service options available such as iKnow, Resource Center, LPLU, etc
Prior Customer Service experience financial services background required
Additional financial services certifications/designations

Benefits

401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
And more

Company

LPL Financial

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LPL Financial provides investment solutions and tools for independent financial advisors.
dateFounded in 1968
location
Boston, Massachusetts, USA
people-size5001-10000 employees
web-link
https://www.lpl.com

H1B Sponsorship

LPL Financial has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)

Funding

Current Stage
Public Company
Total Funding
$2.5B
2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO

Leadership Team

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Rich Steinmeier
Interim CEO
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Sid Vyas
Chief Technology Officer/EVP
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Recent News

GlobeNewswire
LPL Financial Welcomes Rand, Williams & Associates, LLC
2026-01-09
GlobeNewswire
Somesh Khanna Elected to LPL Financial Board of Directors
2026-01-09
GlobeNewswire
KraneShares U.S. Hedged Equity ETF (KSPY) Joins LPL Financial’s No-Transaction-Fee Platform
2026-01-09
Company data provided by crunchbase