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Marex · 3 weeks ago

Compliance – Exam and Inquiry Management Analyst- 2026 US Graduate Program

New York City, NY

Full-time

Onsite

New Grad

Marex is a dynamic financial services firm with a strong commitment to compliance and transparency. The Compliance – Exam and Inquiry Management Analyst role involves managing regulatory inquiries and ensuring adherence to applicable laws and regulations while supporting the firm's operational integrity and regulatory excellence.

FinanceFinancial ServicesManagement Consulting

No H1B

Responsibilities

Responsible for regulatory inquiries including tracking, compiling, and submitting responses and reviewing all responses/documentation received to ensure completion

Track regulatory requests and responses and manage timeline for each which includes managing regulator expectations and working within Marex to meet those expectations

Create and maintain database for management reporting of regulatory inquiries, examinations, and issue tracking

Stay informed on regulatory developments and industry best practices

Ensuring compliance with the company’s regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges and regulatory bodies

Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with

Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values

At all times complying with Marex’s Code of Conduct

To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility

To report any breaches of policy to Compliance and/or your supervisor as required

To escalate risk events immediately

To provide input to risk management processes, as required

Qualification

Regulatory complianceAnalytical skillsDatabase managementFinance degreeTechnical skillsCommunication skillsCollaboration skillsAdaptabilityProblem-solving

Required

Bachelor's or master's degree in Finance, Economics, Business, or other related fields required

Genuine interest in one or more of the program's departmental tracks

Candidates must be legally authorized to work in the United States without the need for current or future sponsorship, including, but not limited to, F-1, J-1, and M-1 visa holders, as well as individuals on CPT or OPT