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Citi · 23 hours ago

Senior Auditor I - AVP, Wealth & Fiduciary

Charlotte, NC

Full-time

Onsite

Mid, Senior Level

$82K/yr - $122K/yr

5+ years exp

Citi is a global financial services company, and they are seeking a Senior Auditor I to perform moderately complex audits and assessments of their risk and control environments. The role involves utilizing subject matter expertise to develop new techniques and processes while ensuring compliance with applicable laws and regulations.

BankingFinanceFinancial Services

H1B Sponsor Likely

Responsibilities

Perform moderately complex audits including drafting audit reports, presenting issues to the business, and discussing practical solutions

Draft audit reports and present issues to the business while discussing practical cross-functional solutions

Complete assigned audits within budgeted timeframes, and budgeted costs

Monitor, assess, and recommend solutions to emerging risks

Contribute to the development of audit processes improvements, including the development of automated routines

Apply internal audit standards, policies, and regulations to provide timely audit assurance and influence audit scope

Develop effective line management relationships to ensure strong understanding of the business

Has the ability to operate with a limited level of direct supervision

Can exercise independence of judgement and autonomy

Acts as SME to senior stakeholders and /or other team members

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

Assist the Fiduciary SME team in fiduciary audit plan monitoring, review, and reporting

Qualification

Audit technology expertiseWealthInvestment knowledgeProject managementFiduciary principles understandingCertified Internal Auditor (CIA)Certified Public Accountant (CPA)Relationship managementInfluencing skillsUnbiased judgmentEffective communication

Required

5-8 years of relevant experience

Effective verbal and written communication and negotiation skills

Subject matter expertise regarding audit technology's application

Effective project management skills

Effective influencing and relationship management skills

Demonstrated ability to remain unbiased in a diverse working environment

Experience/familiarity with wealth and investment products/services

Basic understanding of fiduciary principles and regulations (i.e. OCC Regulation 9, Investment Advisers Act, Regulation Best Interest)

Maintain or willing to obtain relevant certifications - Certified Internal Auditor (CIA), Certified Fiduciary and Investment Risk Specialist (CFIRS), Certified Public Accountant (CPA)

Bachelor's/University degree or equivalent experience

Benefits

Medical, dental & vision coverage

401(k)

Life, accident, and disability insurance

Wellness programs

Paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Company

Citi

Glassdoor3.8

Citi's mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress.

Founded in 1812

San Antonio, Texas, USA

10001+ employees

https://www.citi.com

H1B Sponsorship

Citi has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (1386)

2024 (849)

2023 (1375)

2022 (1117)

2021 (876)

2020 (901)