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BNY · 4 days ago

Vice President, Fiduciary Oversight Management

Pittsburgh, PA

Full-time

Hybrid

Mid, Senior Level

$68K/yr - $130K/yr

7+ years exp

BNY is a leading global financial services company at the heart of the global financial system, influencing nearly 20% of the world’s investible assets. The Vice President, Fiduciary Oversight Management will manage regulatory oversight activities focused on fiduciary account administration while ensuring compliance with fiduciary laws and regulations.

Financial Services

Responsibilities

Manage first line of defense regulatory oversight activities focused on fiduciary account administration

Provide approvals and oversight for fiduciary account administrative reviews and resolve escalated compliance issues as needed

Maintain thorough knowledge of financial services rules, fiduciary regulations (including Regulation 9), portfolio management, and fiduciary account administration

Stay abreast of existing and proposed legislation, regulatory announcements, and industry practices to identify compliance requirements and risks

Collaborate with business units to develop, implement, and validate procedures and controls that ensure compliance with fiduciary laws, rules, and regulations

Assist regional managers in responding to regulatory or audit reports related to fiduciary oversight

Manage multiple complex projects, owning timelines and leadership expectations to meet business and regulatory objectives

Foster strong relationships across client service teams to support fiduciary compliance and risk management

Qualification

Regulatory complianceFiduciary account administrationRisk management strategiesOCC Regulation 9Analytical skillsCommunication skillsCollaboration skillsProject management