LPL Financial · 1 day ago
Operations Data Analyst, New Accounts
Tempe, AZ
Full-time
Onsite
Mid Level
$24.60/hr - $41.01/hr
3+ years expLPL Financial is a leading wealth management firm empowering professionals to shape their success while helping clients pursue financial goals. They are seeking an Operations Data Analyst to execute transformation and automation initiatives for New Accounts, focusing on data analysis and operational improvements.
FinanceFinancial Services
Responsibilities
Provide data and analytical support for New Accounts Operations (NAO)
Assess areas of improvement using data analysis, flow charts, for the transformation of current operations functions
Participate and provide feedback in product increment planning activities and capacity planning
Develop and analyze solution opportunities to meet department goals
Communicate with critical business partners as the NAO representative for requirements and transparency of transformation efforts – particularly with LPL Product, Compliance and Technology teams
Build and deliver statistical reporting of required department reports that consist of daily, weekly, monthly and ad hoc requests
Act as a resource to the department and be able to apply complex knowledge of the overall account opening and maintenance process for inquiries received from internal stakeholders and vendors
Evaluate and make data driven optimization recommendations to the senior leadership team
Qualification
Required
Bachelor's Degree in Finance or related field or minimum of 3 years relevant experience in financial service operations
3+ Years of business systems analysis or business process design experience or a combination of both
Microsoft Office Suite proficiency (Excel)
Experience in presentation and excellent verbal/written communications
Communication and relationship management skills [between team members and across lines of business] with ability to simplify complex concepts for consumption by all stakeholders including senior business leaders
Time management skills in a fast paced environment with ability to multitask, meet deadlines, and operate with minimal to no supervision
Solution oriented through data synthesis and analysis in order to support business cases
Thorough and detail-oriented with strong investigative skills and strong aptitude for new software and technologies
Ability to effectively interact with the full spectrum of project management stages [and development lifecycle] (i.e. Business Process Design, Analysis, Functional / Technical Design, Development, Architecture)
Strong ability to prioritize, calibrate, and deliver results with agility and a sense of urgency
Capacity to envision all associated parties and downstream impacts with a structured, logical approach
Creative, flexible, and self-motivated with a growth mindset and passion for excellence [superior collaboration skills]
Preferred
New Accounts operations experience with broker/dealer
FINRA Series SIE, 99 or 7 licenses or ability to obtain SIE and 99 within 120 days
Lean, Six Sigma Green or Black Belt, Design Thinking, or Agile-Scrum Methodology
Business acumen in wealth management or related fields
Project management experience within an Operational environment using Kanban or a similar agile framework
Experience with Jira, Tableau, Smartsheet, BETA, Python, Lucid, SQL
Experience as a Change Agent, able to define the future state and implement change as necessary
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Chief Executive Officer
Sid Vyas
Chief Technology Officer/EVP
Recent News
2026-01-09
2026-01-09
GlobeNewswire
2026-01-09
Company data provided by crunchbase