Betterment · 2 weeks ago
Sr. Manager, Broker-Dealer Financial Operations & Controls
New York, NY
Full-time
Onsite
Senior Level
$135K/yr - $160K/yr
5+ years expBetterment is a leading, technology-driven financial services company that offers investing and retirement solutions. As the Senior Manager of Broker-Dealer Financial Operations and Controls, you will oversee financial and operational aspects of the broker-dealer business, ensuring compliance with industry regulations and optimizing operational processes.
FinanceFinancial ServicesFinTechImpact InvestingRetirement
Responsibilities
Complete and oversee daily reconciliations, investigating and resolving any breaks
Monitor firm liquidity and net capital, overseeing all transactional processes including money movements and securities processing
Enhance, implement, and execute against additional controls related to broker dealer compliance
Work with the FINOP to prepare and file weekly, monthly, and annual reporting, such as Reserve Calculations, Net Capital Computations, and year-end financial packages
Act as main counterpoint with auditors for our annual broker-dealer reviews
Qualification
Required
Bachelor's or Master's Degree in Accounting
CPA License Series 27 or ability to rapidly obtain
Minimum of 5+ years of accounting experience in public accounting, preferably in audit
Strong experience with financial reporting
Ability to work independently and manage multiple priorities in a fast-paced environment
Exceptional communication skills, both written and verbal
Preferred
Experience working with a FINOP at a broker-dealer or clearing firm is a plus
Benefits
Competitive equity package
Health, dental and vision benefits
Life and AD&D
Short-term and long-term disability insurance
EAP
Commuter and parking benefits
FSA/HSA
401(k) with employer match
Flexible PTO policy
Medical, dental, and vision insurance
Life and AD&D insurance
STD and LTD benefits, including infertility support and World Professional Association for Transgender Health approved benefits
Generous parental leave
Lunch from our in-house chef at our NYC headquarters
Company
Betterment
Betterment is an online investment company that offers investing and retirement solutions for their current clients and clients-to-be.
201-500 employees
Funding
Current Stage
Late StageTotal Funding
$435MKey Investors
TreasuryORIX Growth CapitalSharesPost Investment Management
2021-09-29Series F· $60M
2021-09-29Debt Financing· $100M
2021-04-30Series Unknown
Leadership Team
John Mileham
CTO
Jon Stein
Founder and Board Member
Recent News
New Orleans CityBusiness
2025-12-30
Menlo Ventures
2025-12-24
Company data provided by crunchbase