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Crowe · 1 day ago

Financial Crime Internal Audit & AML Testing Manager

Chicago, IL

Full-time

Hybrid

Mid, Senior Level

$102K/yr - $204K/yr

5+ years exp

Crowe is one of the largest public accounting, consulting and technology firms in the United States, dedicated to providing audit services and helping clients achieve their goals. They are seeking a Financial Crime Internal Audit & AML Testing Manager to lead teams in delivering AML and regulatory best practices, while managing client relationships and promoting innovative business solutions.

AccountingAdviceConsultingFinanceFinancial ServicesInformation TechnologyProfessional ServicesTax Consulting

No H1B

Responsibilities

Managing multiple teams and workstreams and providing performance feedback to all members of those teams

Developing relationships with a variety of clients

Anticipating and addressing client concerns and resolving problems as they arise

Promoting new ideas and business solutions that result in extended services to existing clients

Serving as a career coach and mentor for new staff

Qualification

Anti-Money Laundering (AML)Bank Secrecy Act (BSA)Certified Anti-Money Laundering Specialists (CAMS)Certified Internal Auditor (CIA)Certified Information Systems Analyst (CISA)Certified Regulatory Compliance Manager (CRCM)Financial services internal auditControl effectiveness testingProject managementTeam leadershipCommunication skillsOrganizational skills

Required

Bachelor's Degree

Advanced verbal and written communication skills

Certified Anti-Money Laundering Specialists (CAMS), Certified Internal Auditor (CIA), Certified Information Systems Analyst (CISA), Certified Regulatory Compliance Manager (CRCM) or other relevant professional certification

5+ years' experience in leading or facilitating AML/BSA reviews, consulting/advisory services and/or internal audit/compliance reviews at globally diversified financial services organizations

Prior financial services internal audit consulting or financial services third line internal audit experience

Experience providing oversight and managing the development and testing process against remediation action plans

Experience with second or third line control effectiveness testing against remediation action plans

Effective project and time management, collaboration, and communication skill with all levels of the organization, including excellent organizational skills and experience monitoring deadlines and tracking documentation for timely submission to senior management and/or regulators

Experience identifying, assessing, challenging and overseeing the satisfactory resolution of issues, including ensuring adequate management of remediation plans and validation

Ability to travel up to 5% if requested for project(s)

Preferred

Demonstrated supervisory, management and/or team leadership experience, preferably in a consulting environment for all phases of an audit, inclusive of planning, conducting and documenting process walkthroughs, developing and executing test procedures and reporting of deliverables

High proficiency with AML/BSA regulatory requirements for retail banking activities, products and services, inclusive of a high level of expertise in banking regulations, directives and guidance

Experience in developing/reporting of KRIs/KPIs for consent order validations

Experience submitting written or oral reports of audit results to senior management and audit committees including findings, analysis, conclusions and recommended actions

Knowledge and practical use of statistical analytics and testing methods

Experience working in a project environment with top 50 banks

Experience working in a professional services or project-based environment