Truist · 3 months ago
Wealth Regional Supervisor - New Accounts
Charlotte, NC
Full-time
Onsite
Mid, Senior Level
3+ years expTruist is a financial services company seeking a Wealth Regional Supervisor for New Accounts. The role involves supervising the review and acceptance of new accounts, managing money movement requests, and ensuring compliance with regulatory policies.
BankingFinanceFinancial Services
Responsibilities
Thorough review of new accounts and adherence to RegBi regulations and oversight
Review and approval of money movement request and trade corrections
Partner with sales management to enforce firm and regulatory policies
Review and approve Financial Plans and correspondence for use with the public
Perform supervisory tasks delegated by Principal Managers including oversight of securities related activity of registered bank teammates
Qualification
Required
3 to 5 years of experience in brokerage with an emphasis in compliance, operations or supervisory function
Strong written and oral communication skills and detailed oriented
Must display strong decision making skills and thorough knowledge of retail rules and regulations and operations
Series 7, 66 or (63/65), 24 and Life, Health and Variable insurance license
Proficiency with Microsoft Office applications
Preferred
Bachelor's degree in Finance and 2 years of Retail Brokerage experience in supervision or compliance
National Financial Services platform
Salesforce experience
Benefits
Medical
Dental
Vision
Life insurance
Disability
Accidental death and dismemberment
Tax-preferred savings accounts
401k plan
Vacation
Sick days
Paid holidays
Defined benefit pension plan
Restricted stock units
Deferred compensation plan
Company
Truist
Truist is the sixth-largest commercial bank in the U.S.
10001+ employees
H1B Sponsorship
Truist has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (313)
2024 (247)
2023 (288)
2022 (275)
2021 (278)
2020 (270)
Funding
Current Stage
Late StageTotal Funding
unknown2021-01-01Seed
Leadership Team
Michael Maguire
Chief Financial Officer
James Cordovana
SVP of Cloud Security Enterprise Architect
Recent News
2026-01-16
Bizjournals.com Feed (2025-11-12 15:43:17)
2026-01-15
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