Kroll · 1 day ago
Analyst, Compliance Consulting
Dallas, TX
Full-time
Onsite
Entry Level
$60K/yr - $90K/yr
1+ years expKroll is a global leader in risk and financial advisory solutions. They are seeking an Analyst to support their Compliance Consulting team in developing, implementing, and maintaining compliance programs for investment managers while ensuring adherence to legal and regulatory requirements.
AccountingConsultingNavigationRisk ManagementSecurity
Responsibilities
Drafting and customizing policies and procedures in accordance with the Firm’s regulatory requirements
Conducting ongoing testing and preparing annual compliance program review reports
Preparing agendas, attending client calls, and drafting follow up action memos
Drafting registration statements, regulatory filings, compliance training presentations, disclosure documents and providing practical guidance on compliance with the 1940 Investment Advisers Act and the 1940 Investment Company Act, among other federal securities laws
Qualification
Required
Undergraduate degree
Excellent verbal and written communication and analytical skills
Strong research and critical thinking abilities
A desire to work with a diverse team with global reach
Strong multi-tasking capabilities and the ability to prioritize across a range of projects
1 year or more of corporate experience
Knowledge of and familiarity with financial industry operations
Knowledge of federal securities laws
Relevant industry certifications (IACCP, CAMS, CAIA, FINRA Series licenses etc.)
Benefits
Healthcare Coverage: Comprehensive medical, dental, and vision plans.
Time Off and Leave Policies: Generous paid time off (PTO), paid company holidays, generous parental and family leave.
Protective Insurances: Life insurance, short- and long-term disability coverage, and accident protection.
Compensation and Rewards: Competitive salary structures, performance-based incentives, and merit-based compensation reviews.
Retirement Plans: 401(k) plans with company matching.
Company
Kroll
Kroll is a provider of risk solutions that helps clients make confident risk management decisions.
5001-10000 employees
H1B Sponsorship
Kroll has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (21)
2024 (14)
2023 (10)
2022 (15)
2021 (7)
Funding
Current Stage
Late StageTotal Funding
unknown2023-12-13Acquired
Leadership Team
Jennifer Huntington
Chief Operating Officer
Alan Brill
Senior Managing Director
Recent News
Morningstar.com
2025-12-02
2025-11-19
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