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BNY · 1 week ago

Vice President, Anti Money Laundering/Prevention/Know Your Client Manager II

Lake Mary, FL

Full-time

Onsite

Mid, Senior Level

5+ years exp

BNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. The Vice President, Anti Money Laundering/Prevention/Know Your Client Manager II will manage a team focused on researching and reviewing client profiles, ensuring compliance with AML/KYC regulations, and collaborating with internal stakeholders to enhance procedures and training.

Financial Services

Responsibilities

Manage a team of AML/KYC/Prevention staff assigned to research, prepare and review basic and complex client profiles for clients that vary in risk and complexity

Manage team of staff involved in preparing and reviewing client profiles for clients and monitoring global issues, risks and events to determine impact on client’s risk level

Manage and provides recommendations to the review framework to help ensure that the process, from preparation to approval, is equipped with the appropriate checks and balances to ensure accuracy

Serves as the escalation point for issues regarding more complex client profiles, keeping leadership apprised of potential areas of concern

Collaborate with internal stakeholders from other functions to help coordinate AML/KYC/Prevention procedures and policies in overall compliance strategy

Support the implementation of training programs and gathers feedback to determine whether trainings address department findings and organizational need

Recruit, directs, motivates, and develops staff, maximizing their individual contribution, their professional growth and their ability to function effectively with their colleagues as a team

Manage a team of AML/KYC/Prevention staff

Responsible for achievement of function goals

Ensures team is equipped to operationalize and attain team objectives

Manage financial resources of the team (budgets, expenses, etc.)

Qualification

Anti Money LaunderingKnow Your ClientTeam ManagementRisk AssessmentCompliance StrategyTraining DevelopmentFinancial Resource ManagementCollaborationCommunication