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BNY · 1 week ago

Vice President, Fiduciary Oversight Management

Pittsburgh, PA

Full-time

Hybrid

Mid, Senior Level

$68K/yr - $122K/yr

7+ years exp

BNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. The Vice President, Fiduciary Oversight Management will manage regulatory oversight activities related to fiduciary account administration and collaborate with business units to ensure compliance with fiduciary laws and regulations.

Financial Services

Responsibilities

Manage first line of defense regulatory oversight activities focused on fiduciary account administration

Provide approvals and oversight for fiduciary account administrative reviews and resolve escalated compliance issues as needed

Maintain thorough knowledge of financial services rules, fiduciary regulations (including Regulation 9), portfolio management, and fiduciary account administration

Stay abreast of existing and proposed legislation, regulatory announcements, and industry practices to identify compliance requirements and risks

Collaborate with business units to develop, implement, and validate procedures and controls that ensure compliance with fiduciary laws, rules, and regulations

Assist regional managers in responding to regulatory or audit reports related to fiduciary oversight

Manage multiple complex projects, owning timelines and leadership expectations to meet business and regulatory objectives

Foster strong relationships across client service teams to support fiduciary compliance and risk management

Qualification

Fiduciary regulationsRegulatory complianceRisk managementWealth Management experienceAnalytical skillsBachelor's degreeAdvanced degreeCertificationsCommunication skillsCollaboration skillsProject management

Required

Bachelor's degree in Finance, Business Administration, or a related field

Typically 7-10 years of experience in Wealth Management or related industry

Strong knowledge of OCC Regulation 9

Strong analytical skills with the ability to interpret complex regulatory requirements

Excellent communication and collaboration skills to work effectively with diverse teams

Proven track record in regulatory compliance and risk management strategies

Preferred

Advanced degree or certifications in compliance or regulatory affairs desirable (e.g. JD, CTFA)

Benefits

Generous paid leaves, including paid volunteer time

Flexible global resources and tools for your life’s journey

Focus on your health

Foster your personal resilience

Reach your financial goals

Company

BNY

Glassdoor3.6

For more than 240 years BNY has partnered alongside clients, using its expertise and platforms to help them operate more efficiently and accelerate growth.

Founded in 1784

New York, NY, US

10001+ employees