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Crestline Investors · 3 hours ago

Analyst/Associate, Compliance

Fort Worth, TX

Full-time

Onsite

Entry, Mid Level

2+ years exp

Crestline Investors, Inc. is an institutional alternative investment management firm based in Fort Worth, Texas, specializing in credit and opportunistic investments. They are seeking a detail-oriented Compliance Analyst / Associate to support day-to-day compliance operations, ensuring adherence to regulatory requirements and maintaining a strong culture of compliance within the firm.

Asset ManagementFinanceFinancial Services

Growth Opportunities

Responsibilities

Perform daily reviews of employee trading activity, personal brokerage accounts, gifts and entertainment, and policy attestations to ensure compliance with firm policies and regulatory requirements

Track, maintain, and organize compliance-related data, certifications, filings, and communications in accordance with regulatory and recordkeeping requirements

Monitor firm-wide compliance inboxes, triage requests, and ensure timely follow-up and escalation of issues as appropriate

Assist with the review of marketing materials and support responses to investor due diligence questionnaires and other compliance-related inquiries

Support the preparation and submission of regulatory filings and assist with ongoing documentation maintenance

Participate in internal compliance testing, surveillance, and monitoring activities; identify exceptions and escalate findings as needed

Help organize and maintain compliance training materials, policy updates, and internal communications

Work closely with legal, operations, and other internal teams to support compliance initiatives and ensure consistent application of policies and procedures

Stay informed of regulatory developments, compliance best practices, and evolving industry standards through ongoing training and professional development

Qualification

Compliance experienceRegulatory reporting toolsMicrosoft Office SuiteAttention to detailProfessionalismInterest in complianceCommunication skillsOrganizational skills

Required

Bachelor's degree in Finance, Business Administration, Economics, or a related field

2 to 4 years of relevant experience in compliance, risk management, operations, or a related financial services role

Strong attention to detail and organizational skills, with the ability to manage multiple priorities in a deadline-driven environment

Strong written and verbal communication skills, with the ability to interact effectively with internal stakeholders

High level of integrity, professionalism, and discretion when handling sensitive information

Proficiency in Microsoft Office Suite, particularly Excel and Outlook

Preferred

Experience with compliance systems or regulatory reporting tools is a plus

Demonstrated interest in regulatory compliance and the financial services industry

Company

Crestline Investors

Crestline Investors is a global alternative investment management firm founded in 1997 and based in Fort Worth, Texas, with affiliate offices in London, New York, Tokyo, and Toronto.

Founded in 1997

Fort Worth, Texas, USA

201-500 employees